SFC Licences of CHAN Kwok King, Kingsley 陳國勁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 RO 9 04 January 2024
VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 RO 4 04 January 2024
VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 RO 1 04 January 2024
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 06 May 2016 27 July 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 12 August 2009 27 July 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 May 2007 27 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 04 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 19 July 2004 04 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 19 July 2004 04 April 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 14 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 14 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 14 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003