SFC Licences of NG Sowen 吳守榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 July 2006 | 17 September 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 June 2003 | 06 May 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 May 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 26 May 2003 |