SFC Licences of HO Tsz Ho, Andy 何子浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 08 October 2007
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE 2 28 September 2005 01 November 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 23 September 2005
Fox-Pitt, Kelton (Asia) Limited RE 1 01 March 2005 02 September 2005
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 02 April 2004 25 February 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 02 April 2004 25 February 2005
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 25 October 2003 16 March 2004
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 16 March 2004
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 2 01 April 2003 11 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 25 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 5 01 April 2003 21 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003