SFC Licences of TAN Kwan Liang, Terence

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 14 April 2005 26 July 2023
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 15 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 14 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 14 March 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 14 March 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 14 March 2005