SFC Licences of TAN Kwan Liang, Terence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 April 2005 | 26 July 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 15 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 14 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 14 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 14 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 14 March 2005 |