SFC Licences of LAU Pui Sze, Priscilla 劉沛思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 1 | 26 April 2021 | |
FIL Investment Advisors | RE | 9 | 06 October 2010 | 22 February 2019 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 06 October 2010 | 22 February 2019 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 06 October 2010 | 22 February 2019 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 February 2007 | 06 September 2010 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 29 December 2006 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |