SFC Licences of LAU Pui Sze, Priscilla 劉沛思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital International, Inc. | RE | 1 | 26 April 2021 | |
| FIL Investment Advisors | RE | 9 | 06 October 2010 | 22 February 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 06 October 2010 | 22 February 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 06 October 2010 | 22 February 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 February 2007 | 06 September 2010 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 29 December 2006 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |