SFC Licences of TANG Constant Chi-ping 鄧子平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 1 | 08 July 2011 | 28 March 2013 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 12 January 2009 | 28 March 2013 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 07 May 2008 | 28 March 2013 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 6 | 04 June 2007 | 12 January 2009 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 4 | 04 June 2007 | 07 May 2008 |