SFC Licences of TANG Constant Chi-ping 鄧子平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 1 08 July 2011 28 March 2013
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 6 12 January 2009 28 March 2013
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 4 07 May 2008 28 March 2013
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RE 6 04 June 2007 12 January 2009
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RE 4 04 June 2007 07 May 2008