SFC Licences of LEUNG Pui Nung, Curly 梁培能
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Rich Securities Limited 金裕富證券有限公司 | RE | 1 | 26 May 2016 | 23 May 2022 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 28 December 2007 | 18 May 2016 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 28 December 2007 | 18 May 2016 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 07 November 2005 | 10 December 2007 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 07 November 2005 | 10 December 2007 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 01 June 2005 | 22 October 2005 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 03 August 2004 | 22 October 2005 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 03 March 2004 | 29 July 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 29 July 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 03 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |