SFC Licences of RHEE James Kwanwoo 李寬雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RO | 9 | 13 September 2021 | 01 April 2022 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RO | 9 | 07 July 2017 | 09 October 2020 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RE | 9 | 18 July 2016 | 07 July 2017 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 23 June 2006 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 06 June 2005 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 09 December 2004 |