SFC Licenceholders of Seres Asset Management Limited 瑞時投資管理有限公司
- info@seresam.com
- Website
- seresam.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BHARGAVA Nalin | RO | 9 | 22 April 2013 | 29 April 2016 |
| BHARGAVA Nalin | RE | 9 | 08 March 2011 | 22 April 2013 |
| BRYANT David Clifford | RO | 9 | 23 December 2010 | 21 March 2017 |
| CHEN Lin 陳林 | RE | 9 | 04 April 2011 | 25 October 2013 |
| CHU Man Ting, Melody 朱敏婷 | RO | 9 | 27 August 2021 | 29 May 2023 |
| CHU Man Ting, Melody 朱敏婷 | RE | 9 | 22 June 2021 | 27 August 2021 |
| ERLANSON Evan Harmon | RO | 9 | 14 April 2010 | 31 January 2023 |
| FALLON James Thomas | RE | 9 | 15 May 2014 | 20 October 2017 |
| HENDERSON Scott Michael | RE | 9 | 01 November 2011 | 20 June 2014 |
| LAM Alice Shem Ling 藍琛玲 | RE | 9 | 12 July 2011 | 19 August 2011 |
| LAU So On 劉素安 | RE | 9 | 27 May 2011 | 29 November 2013 |
| LEUNG Man Wai 梁文偉 | RO | 9 | 28 October 2020 | 30 November 2021 |
| LEUNG Man Wai 梁文偉 | RE | 9 | 29 September 2020 | 28 October 2020 |
| LU Yungang 陸運剛 | RO | 9 | 14 April 2010 | 17 July 2017 |
| RHEE James Kwanwoo 李寬雨 | RO | 9 | 07 July 2017 | 09 October 2020 |
| RHEE James Kwanwoo 李寬雨 | RE | 9 | 18 July 2016 | 07 July 2017 |
| TSOI Sze Yeung 蔡斯洋 | RE | 9 | 11 March 2011 | 11 July 2014 |
| YAMANE Masaaki 山根正明 | RE | 9 | 26 June 2014 | 07 September 2015 |