SFC Licences of CHOI Harris Shu Sum 蔡澍森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Futures Services (Asia) Limited | RE | 2 | 01 April 2003 | 04 March 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 04 March 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 17 February 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
| RBC Futures Services (Asia) Limited | RE | 5 | 01 April 2003 | 17 February 2004 |
| RBC Futures Services (Asia) Limited | RE | 9 | 01 April 2003 | 18 June 2003 |