SFC Licences of MAK Chi Kin 麥志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 21 February 2024 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 February 2024 | |
Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 14 June 2018 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 20 March 2018 | 14 June 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 05 October 2010 | 01 February 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 05 October 2006 | 05 October 2010 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 05 October 2006 | 20 August 2010 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 16 February 2004 | 15 March 2006 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 16 February 2004 | 15 March 2006 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 16 February 2004 | 15 March 2006 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 01 April 2003 | 25 May 2003 |