SFC Licences of LAW Giggs 羅憲淳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 January 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 December 2017
Cinda International Securities Limited 信達國際證券有限公司 RE 1 20 November 2017 06 December 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 December 2013 01 November 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 December 2013 01 November 2014
Open Securities Limited 開盤證券有限公司 RE 4 09 January 2012 17 December 2013
Open Securities Limited 開盤證券有限公司 RE 2 09 January 2012 17 December 2013
Open Securities Limited 開盤證券有限公司 RE 1 09 January 2012 17 December 2013
Open Asset Management Limited 開盤資産管理有限公司 RE 9 09 January 2012 05 July 2013
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RE 2 31 July 2008 12 July 2010
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RE 2 17 June 2005 30 June 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 April 2005 11 May 2005
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RE 2 22 October 2003 15 April 2005
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 10 September 2003 22 October 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 30 June 2003 22 October 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 30 June 2003 07 July 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 22 October 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 24 June 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 24 June 2003