SFC Licenceholders of Open Asset Management Limited 開盤資産管理有限公司

Email
comply@opensecltd.com
Website
www.opensecltd.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Ki Yin 陳其延 RE 9 11 June 2013 03 January 2014
CHANG Cheng Chi 張震極 RE 4 11 February 2004 05 October 2005
CHEN Yat Sun 陳一新 RO 4 19 June 2013 09 March 2014
CHEN Yat Sun 陳一新 RO 9 26 February 2013 09 March 2014
CHEN Yat Sun 陳一新 RE 9 15 January 2013 26 February 2013
CHEN Yinyi 陳引怡 RE 9 08 August 2011 30 October 2012
CHEN Yinyi 陳引怡 RE 4 08 August 2011 30 October 2012
CHENG Hung Tai 鄭宏泰 RO 9 18 April 2017 14 March 2018
CHENG Hung Tai 鄭宏泰 RO 4 18 April 2017 14 March 2018
CHENG Vincent Wai Sun 鄭尉燊 RE 9 26 May 2016 13 July 2017
CHENG Vincent Wai Sun 鄭尉燊 RE 4 26 May 2016 13 July 2017
CHIANG Shih-wei 江仕偉 RE 4 06 July 2009 12 August 2009
CHIANG Shih-wei 江仕偉 RO 4 02 March 2009 06 July 2009
CHIN Hung Tung 金宏東 RE 9 07 January 2014 12 June 2014
CHUANG I-Chu 莊易築 RO 4 20 November 2007 02 October 2009
CHUANG I-Chu 莊易築 RE 4 02 November 2007 20 November 2007
DOU Jianjun 竇建軍 RO 9 25 November 2022
DOU Jianjun 竇建軍 RO 4 25 November 2022
DOU Jianjun 竇建軍 RE 9 03 October 2022 25 November 2022
DOU Jianjun 竇建軍 RE 4 03 October 2022 25 November 2022
FU Weiguo 傅伟国 RO 9 09 February 2024
FU Weiguo 傅伟国 RO 4 09 February 2024
FU Weiguo 傅伟国 RE 9 25 January 2024 09 February 2024
FU Weiguo 傅伟国 RE 4 25 January 2024 09 February 2024
GAO Meng 高萌 RE 9 07 June 2023
GAO Meng 高萌 RE 4 07 June 2023
HE Chuangli 何闖立 RE 9 15 September 2014 06 March 2015
HO Kim Kwong 何劍剛 RO 9 09 June 2014 30 September 2015
HO Kim Kwong 何劍剛 RE 4 14 May 2014 30 September 2015
HO Kim Kwong 何劍剛 RE 9 14 May 2014 09 June 2014
HSU Jung-hsuan 徐榕軒 RE 9 04 September 2017 30 July 2020
HUANG Shao Hsuan 黃劭萱 RE 4 03 January 2013 16 May 2014
HUANG Shao Hsuan 黃劭萱 RO 9 14 December 2012 16 May 2014
HUANG Shao Hsuan 黃劭萱 RE 9 03 October 2012 14 December 2012
JAO Meng Yu 饒孟友 RO 9 16 December 2011 30 June 2012
JAO Meng Yu 饒孟友 RO 4 16 December 2011 30 June 2012
LAI Tsao Lung 賴朝隆 RO 4 28 April 2014 13 August 2020
LAI Tsao Lung 賴朝隆 RO 9 09 August 2013 13 August 2020
LAI Tsao Lung 賴朝隆 RE 9 14 January 2013 09 August 2013
LAM Chi Hsin 林志興 RE 4 22 October 2019 17 April 2020
LAM Chi Hsin 林志興 RE 9 11 September 2018 17 April 2020
LAU Yik Ting 劉奕霆 RE 9 10 July 2017 05 October 2018
LAW Giggs 羅憲淳 RE 9 09 January 2012 05 July 2013
LEUNG Man Tat 梁文達 RO 4 07 February 2005 05 December 2005
LEUNG Man Tat 梁文達 RO 4 08 December 2003 09 May 2004
LI Chunyu 李春雨 RE 9 10 November 2022
LI Kim Man 李劍文 RO 9 18 January 2022 12 October 2023
LI Kim Man 李劍文 RO 4 18 January 2022 12 October 2023
LI Kim Man 李劍文 RE 9 25 November 2021 18 January 2022
LI Kim Man 李劍文 RE 4 25 November 2021 18 January 2022
LIN Hao Wei 林豪威 RO 4 06 September 2012 01 May 2013
LIN Hao Wei 林豪威 RO 9 20 February 2012 01 May 2013
LIN Hao Wei 林豪威 RE 4 20 February 2012 06 September 2012
LIN Hao Wei 林豪威 RE 9 13 July 2011 20 February 2012
LIU Hsiang-Wen 劉湘雯 RO 4 01 April 2008 22 October 2008
LO Chi Kai Ivan 羅志佳 RE 9 16 September 2021 07 October 2022
LO Chi Kai Ivan 羅志佳 RE 4 16 September 2021 07 October 2022
MA Wenting 馬文婷 RE 4 08 September 2020 01 April 2021
MA Wenting 馬文婷 RE 9 08 September 2020 01 April 2021
MI Jia 米佳 RO 9 08 March 2011 01 March 2012
NGAN Ka Sing 顏嘉昇 RO 9 19 January 2021 31 August 2023
NGAN Ka Sing 顏嘉昇 RO 4 19 January 2021 31 August 2023
OU Hung Chieh 歐宏杰 RE 9 26 October 2011 31 March 2014
OU Hung Chieh 歐宏杰 RE 4 26 October 2011 31 March 2014
PUN Tit Shan 潘鐵珊 RO 9 28 March 2018 16 July 2020
PUN Tit Shan 潘鐵珊 RO 4 28 March 2018 16 July 2020
SHIH Yung-Ping 石永平 RO 9 21 June 2012 17 December 2012
SHIH Yung-Ping 石永平 RO 4 21 June 2012 17 December 2012
SHIH Yung-Ping 石永平 RE 9 14 June 2012 21 June 2012
SHIH Yung-Ping 石永平 RE 4 14 June 2012 21 June 2012
SO Kin 蘇健 RO 9 09 September 2020 31 October 2021
SO Kin 蘇健 RO 4 09 September 2020 31 October 2021
SO Kin 蘇健 RE 9 13 July 2020 09 September 2020
SO Kin 蘇健 RE 4 13 July 2020 09 September 2020
TAI Siu Hung 戴少雄 RE 4 05 May 2005 12 September 2005
TAN Chia Tien 譚家典 RO 9 08 March 2011 28 March 2012
TAN Chia Tien 譚家典 RO 4 28 August 2009 28 March 2012
TANG Kwan Chung 鄧君仲 RE 4 12 April 2005 05 July 2007
TANG Kwan Chung 鄧君仲 RO 4 23 June 2004 12 April 2005
TANG Kwan Chung 鄧君仲 RE 4 11 February 2004 23 June 2004
TSAI Yu-ching 蔡幼青 RE 9 29 July 2013 02 August 2013
TSOI Kap 蔡革 RO 4 09 January 2006 07 September 2007
TSUI Chi Man 徐志文 RO 4 21 November 2003 31 December 2018
TU Wen-chi 凃文棋 RE 4 27 February 2004 06 July 2004
WAN Tom 尹棠 RO 4 28 October 2003 28 February 2004
WANG Leping 王樂平 RO 4 07 October 2011 08 February 2012
WANG Leping 王樂平 RO 9 08 March 2011 08 February 2012
WEI Chung-Liang 韋忠良 RO 4 29 June 2012 20 April 2014
WONG Hok Kam 汪學金 RO 4 01 April 2003 22 August 2003
WONG Wai Ming, Jenny 黃慧明 RE 9 26 August 2016 13 March 2017
WONG Wai Ming, Jenny 黃慧明 RE 4 26 August 2016 13 March 2017
WONG Wing On 王永安 RE 4 02 June 2015 18 December 2015
WONG Wing On 王永安 RE 9 27 April 2015 18 December 2015
WU Teh Sen, Raymond 吳德生 RE 9 29 August 2011 31 December 2012
WU Tzu Kuan 吳姿觀 RO 9 13 August 2015 31 January 2017
WU Tzu Kuan 吳姿觀 RO 4 13 August 2015 31 January 2017
WU Tzu Kuan 吳姿觀 RE 9 25 March 2013 13 August 2015
WU Tzu Kuan 吳姿觀 RE 4 20 February 2012 13 August 2015
XING Li 邢莉 RO 9 17 August 2023 31 January 2024
XING Li 邢莉 RO 4 17 August 2023 31 January 2024
XIONG Hao 熊浩 RO 9 20 October 2020 12 March 2021
XIONG Hao 熊浩 RO 4 20 October 2020 12 March 2021
XIONG Hao 熊浩 RE 9 20 October 2020 20 October 2020
XIONG Hao 熊浩 RE 4 20 October 2020 20 October 2020
XU Shunfei 徐顺斐 RE 9 22 February 2024
XU Shunfei 徐顺斐 RE 4 22 February 2024
YEUNG Tsz Kin 楊子健 RE 9 15 January 2024