SFC Licences of HO Tai Wai 何大偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 03 November 2011 12 September 2013
Merrill Lynch Far East Limited RE 2 14 October 2010 12 September 2013
Merrill Lynch (Asia Pacific) Limited RE 1 14 October 2010 12 September 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 November 2009 01 October 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 03 November 2009 01 October 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 03 November 2009 01 October 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 21 July 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 21 July 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 21 July 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003