SFC Licences of HUNG Siu Chun, Michael 洪小駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Planetree Research Limited	RO	5	27 September 2023
Planetree Research Limited	RO	4	27 September 2023
Planetree Discount Lending Limited	RO	8	20 February 2023
Planetree Asset Management Limited 梧桐資產管理有限公司	RO	9	20 February 2023
Planetree Futures Limited 梧桐期貨有限公司	RO	2	20 February 2023
Planetree Securities Limited 梧桐證券有限公司	RO	7	20 February 2023
Planetree Securities Limited 梧桐證券有限公司	RO	1	20 February 2023
Planetree Discount Lending Limited	RE	8	20 December 2022	20 February 2023
Planetree Asset Management Limited 梧桐資產管理有限公司	RE	9	20 December 2022	20 February 2023
Planetree Futures Limited 梧桐期貨有限公司	RE	2	20 December 2022	20 February 2023
Planetree Securities Limited 梧桐證券有限公司	RE	7	20 December 2022	20 February 2023
Planetree Securities Limited 梧桐證券有限公司	RE	1	20 December 2022	20 February 2023
I-Access Investors Limited 一通投資者有限公司	RO	3	12 April 2021	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RO	5	22 January 2020	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RO	4	22 January 2020	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RO	7	27 March 2018	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RO	2	19 December 2017	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RO	1	19 December 2017	14 July 2022
I-Access Investors Limited 一通投資者有限公司	RE	6	07 April 2014	07 April 2020
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RO	5	24 December 2013	18 September 2017
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RO	4	24 December 2013	18 September 2017
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RO	9	05 July 2013	18 September 2017
I-Access Investors Limited 一通投資者有限公司	RE	2	23 January 2013	19 December 2017
I-Access Investors Limited 一通投資者有限公司	RE	1	23 January 2013	19 December 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	14 November 2011	09 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	14 November 2011	09 October 2012
UBS Asset Management (Hong Kong) Limited	RE	9	27 May 2008	11 May 2011
UBS Asset Management (Hong Kong) Limited	RE	4	28 March 2008	11 May 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	23 October 2006	10 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	29 November 2004	10 January 2008
Morgan Stanley Hong Kong Futures Limited	RE	7	01 April 2003	10 January 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	01 April 2003	10 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	10 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	10 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004