SFC Licences of YUE Pui Lam 余佩琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	4	08 September 2021
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	08 September 2021
GEO Securities Limited 智易東方證券有限公司	RO	4	21 December 2017	24 August 2018
GEO Securities Limited 智易東方證券有限公司	RO	1	21 December 2017	24 August 2018
GEO Securities Limited 智易東方證券有限公司	RE	4	18 October 2017	21 December 2017
GEO Securities Limited 智易東方證券有限公司	RE	1	18 October 2017	21 December 2017
Prime Cdex Futures Limited 乾立亨期貨有限公司	RE	2	01 November 2016	13 September 2017
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	4	24 August 2016	13 September 2017
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	22 July 2016	13 September 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	07 January 2015	06 April 2015
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	07 January 2015	06 April 2015
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	2	07 January 2015	06 April 2015
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	07 January 2015	06 April 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	21 February 2014	31 May 2014
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	4	17 December 2013	31 May 2014
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	17 December 2013	31 May 2014
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	19 February 2013	03 August 2013
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	09 September 2011	03 August 2013
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	03 September 2009	01 September 2011
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	03 September 2009	01 September 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	11 December 2006	02 September 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	01 November 2006	02 September 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	22 May 2006	14 August 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2004	10 March 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2004	10 March 2005