SFC Licences of CHAN Ngok Yan, Elton 陳岳欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 | RE | 9 | 22 January 2024 | |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 | RE | 4 | 22 January 2024 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 January 2020 | 05 January 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 January 2020 | 05 January 2021 |
| HSBC Guyerzeller Far East Limited | RO | 5 | 10 November 2005 | 01 May 2009 |
| HSBC Guyerzeller Far East Limited | RO | 1 | 22 December 2004 | 01 May 2009 |
| HSBC Guyerzeller Far East Limited | RO | 9 | 10 August 2004 | 01 May 2009 |
| HSBC Guyerzeller Far East Limited | RO | 4 | 10 August 2004 | 01 May 2009 |