SFC Licences of LAI Kwok Choi 賴國財

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ASA Securities Limited 富國證券有限公司 RO 4 20 May 2022 19 December 2023
ASA Securities Limited 富國證券有限公司 RO 2 01 March 2022 19 December 2023
ASA Securities Limited 富國證券有限公司 RO 1 01 March 2022 19 December 2023
ASA Securities Limited 富國證券有限公司 RE 2 13 March 2017 01 March 2022
ASA Securities Limited 富國證券有限公司 RE 1 13 March 2017 01 March 2022
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 26 January 2016 14 February 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 26 January 2016 14 February 2017
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 19 December 2012 19 January 2016
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 18 June 2007 19 January 2016
Public Financial Securities Limited 大眾金融証券有限公司 RE 1 01 April 2003 09 June 2007
Public Financial Securities Limited 大眾金融証券有限公司 RE 9 01 April 2003 11 November 2004
Public Financial Securities Limited 大眾金融証券有限公司 RE 6 01 April 2003 11 November 2004
Public Financial Securities Limited 大眾金融証券有限公司 RE 4 01 April 2003 11 November 2004