SFC Licences of KANG Wai Tung 耿偉東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 1 04 April 2023
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 22 September 2022 25 October 2022
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 22 September 2022 25 October 2022
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 12 August 2021 17 September 2021
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 12 August 2021 17 September 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 28 May 2014 23 February 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 28 May 2014 23 February 2020
Funderstone Securities Limited RE 1 28 October 2011 12 May 2014
Funderstone Futures Limited RE 2 28 October 2011 12 May 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 20 July 2010 07 April 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 07 April 2011
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 26 October 2005 03 March 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 17 October 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004