SFC Licences of CHENG Bo Wan 鄭寶雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 1 | 08 November 2013 | 26 November 2022 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 08 March 2010 | 02 July 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 17 March 2009 | 07 September 2009 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 August 2008 | 06 March 2009 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 February 2004 | 11 August 2008 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 September 2003 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 September 2003 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 September 2003 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 7 | 01 April 2003 | 29 September 2003 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 September 2003 |