SFC Licences of FAN Chi Wai, Simon 樊志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 22 November 2012 | 11 January 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 October 2009 | 26 November 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 October 2009 | 26 November 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 October 2009 | 26 November 2009 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 30 April 2003 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 30 April 2003 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 30 April 2003 |