SFC Licences of HORN Thomas Marshall 鄭學恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 December 2013 | 04 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 02 September 2013 | 04 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 September 2013 | 04 June 2014 |