SFC Licences of AW Soon Beng, Michael 胡順炳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 29 December 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |