SFC Licences of WU Shang Yen, Ronnie 伍尚仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Penjing Asset Management (Asia) Limited	RO	9	08 January 2020
Penjing Asset Management (Asia) Limited	RO	4	08 January 2020
Penjing Asset Management (Asia) Limited	RO	1	08 January 2020
Sigma Capital Management Limited 眾和證券有限公司	RO	1	16 May 2017	08 January 2020
Sigma Capital Management Limited 眾和證券有限公司	RO	4	18 April 2016	08 January 2020
Sigma Capital Management Limited 眾和證券有限公司	RO	9	11 November 2015	08 January 2020
GROW Asset Management (HK) Limited	RO	9	09 January 2015	08 August 2022
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司	RO	9	05 June 2008	19 December 2014
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司	RO	4	05 June 2008	19 December 2014
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司	RE	9	23 June 2005	05 June 2008
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司	RE	4	23 June 2005	05 June 2008
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RE	9	01 April 2003	06 May 2005
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司	RE	4	01 April 2003	06 May 2005