SFC Licences of SUN Chen 孫晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RO | 9 | 11 March 2016 | 04 November 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RO | 4 | 11 March 2016 | 04 November 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RO | 1 | 11 March 2016 | 04 November 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 07 January 2016 | 11 March 2016 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 07 January 2016 | 11 March 2016 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 5 | 11 May 2006 | 24 December 2015 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 11 May 2006 | 24 December 2015 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 11 May 2006 | 24 December 2015 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 17 June 2004 | 02 July 2005 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 17 June 2004 | 02 July 2005 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 11 February 2004 | 02 July 2005 |