SFC Licences of CHAN Yu Kong 陳宇江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 27 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 22 May 2017 02 October 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 25 July 2011 31 March 2017
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 18 February 2008 16 July 2011
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 03 August 2005 01 February 2008
Sun Growth Securities Limited 志昇証券有限公司 RE 1 01 April 2003 02 August 2005
Sun Growth Securities Limited 志昇証券有限公司 RE 4 01 April 2003 05 June 2004
Sun Growth Securities Limited 志昇証券有限公司 RE 6 01 April 2003 05 June 2004
Sun Growth Securities Limited 志昇証券有限公司 RE 9 01 April 2003 05 June 2004