SFC Licences of CHAN Yu Kong 陳宇江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 27 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 May 2017 | 02 October 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 July 2011 | 31 March 2017 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 18 February 2008 | 16 July 2011 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 03 August 2005 | 01 February 2008 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 01 April 2003 | 02 August 2005 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 9 | 01 April 2003 | 05 June 2004 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 4 | 01 April 2003 | 05 June 2004 |