SFC Licences of YU Yuen Moon 余源滿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 05 September 2007 | 30 June 2022 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 20 July 2004 | 01 September 2007 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 06 July 2004 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 15 December 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 29 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 29 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 29 September 2003 |