SFC Licences of TSE Charlton 謝志聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 31 August 2009 | 16 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 6 | 06 April 2005 | 31 August 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 16 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 06 April 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 01 April 2003 | 23 November 2004 |