SFC Licences of KWOK Wai Chu, Cindy 郭惠珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 04 December 2012 | 05 February 2016 |
| iTTa Capital Limited 意達資本有限公司 | RE | 1 | 04 January 2010 | 30 November 2012 |
| iTTa Capital Limited 意達資本有限公司 | RE | 4 | 07 December 2009 | 30 November 2012 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 29 September 2009 | 30 November 2009 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 26 August 2009 | 30 November 2009 |
| iTTa Capital Limited 意達資本有限公司 | RE | 4 | 08 April 2009 | 15 August 2009 |
| iTTa Capital Limited 意達資本有限公司 | RE | 1 | 08 April 2009 | 15 August 2009 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 26 April 2005 | 30 September 2006 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 01 April 2003 | 30 September 2006 |