SFC Licences of CHAN Chak Yin 陳澤賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 12 November 2014 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 12 November 2014 | |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 24 June 2014 | 10 October 2014 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 24 June 2014 | 10 October 2014 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 14 December 2012 | 19 June 2014 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 10 September 2007 | 19 June 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 June 2004 | 06 October 2004 |