SFC Licences of TANG Wing Sze Winnie 鄧詠詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 13 December 2021 23 February 2022
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 13 December 2021 23 February 2022
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 13 December 2021 23 February 2022
Cynergy Asset Management Limited RE 9 26 July 2017 31 May 2018
Cynergy Asset Management Limited RE 4 11 July 2017 31 May 2018
SP Securities Limited 中盈證券有限公司 RE 4 15 August 2016 02 June 2017
SP Securities Limited 中盈證券有限公司 RE 1 15 August 2016 02 June 2017
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 RE 4 10 June 2016 31 July 2016
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 RE 1 10 June 2016 31 July 2016
Morgan Stanley Hong Kong Securities Limited RE 2 08 April 2011 17 February 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 April 2011 17 February 2012
Allianz Global Investors Hong Kong Limited RE 4 01 April 2003 23 July 2003
Allianz Global Investors Hong Kong Limited RE 6 01 April 2003 23 July 2003
Allianz Global Investors Hong Kong Limited RE 9 01 April 2003 23 July 2003