SFC Licences of SUN Lu 孫璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Trivest Advisors Limited | RO | 9 | 08 April 2010 | |
| Indus Capital Advisors (Hong Kong) Limited | RO | 4 | 21 August 2007 | 05 February 2010 |
| Indus Capital Advisors (Hong Kong) Limited | RE | 4 | 07 March 2007 | 21 August 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 02 March 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |