SFC Licences of LAU Che Cheng, Samuel 劉志城

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 07 November 2011 11 November 2011
AXA China Region Investment Services Limited 安盛投資服務有限公司
RE 4 24 September 2007 30 April 2011
Bank Consortium Trust Company Limited 銀聯信託有限公司
RE 4 01 April 2003 03 July 2007
Bank Consortium Trust Company Limited 銀聯信託有限公司
RE 6, 9 01 April 2003 18 November 2003