SFC Licenceholders of Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司

Email
[email protected]
Website
www.principal.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LIU Hsiang Ching 劉向晴 RE 4 20 November 2023
LIU Hsiang Ching 劉向晴 RE 9 20 November 2023
LIU Chang 劉暢 RE 4 13 April 2023
LIU Chang 劉暢 RE 9 13 April 2023
HO Siu Tung 何小東 RE 4 24 March 2023
HO Siu Tung 何小東 RE 9 24 March 2023
SIAW Kiat Hau RE 9 14 March 2023
CHIU Siu Po, Steve 趙小寶 RO 4 01 March 2023
CHIU Siu Po, Steve 趙小寶 RO 9 01 March 2023
LO Sin Sin 羅倩倩 RO 4 27 January 2023
LO Sin Sin 羅倩倩 RE 9 16 December 2022
KE Wing Shuen 柯泳璇 RE 4 01 December 2022
CHEN Wenhan 陳文翰 RE 4 01 December 2022
CHEN Wenhan 陳文翰 RE 9 01 December 2022
LAM Lai Kwan 林麗君 RE 4 01 December 2022
LUO Xi 羅希 RE 4 01 December 2022
LUO Xi 羅希 RE 9 01 December 2022
CHONG Kwok Chee 莊國幟 RE 4 01 December 2022
YU Ran 郁然 RE 4 01 December 2022
YU Ran 郁然 RE 9 01 December 2022
YU Ying 余穎 RE 4 01 December 2022
YU Ying 余穎 RE 9 01 December 2022
CHANG Yu Cheng 張育誠 RE 4 01 December 2022
CHANG Yu Cheng 張育誠 RE 9 01 December 2022
ZHANG Yifan 張一凡 RE 9 01 December 2022
ZHANG Yifan 張一凡 RE 4 01 December 2022
LI Man 李曼 RE 4 01 December 2022
LI Man 李曼 RE 9 01 December 2022
KIM Joon Young RE 4 01 December 2022
YE Junrui 叶俊睿 RE 4 01 December 2022
YE Junrui 叶俊睿 RE 9 01 December 2022
CHANG Aofei 常奧菲 RE 4 01 December 2022
CHANG Aofei 常奧菲 RE 9 01 December 2022
KOH Chee Sin RE 9 18 November 2022
WONG Wing Leong 王永亮 RE 4 02 November 2022
WONG Wing Leong 王永亮 RE 9 02 November 2022
LAW Kin Hang 羅健衡 RE 4 02 September 2022
LAW Kin Hang 羅健衡 RE 9 02 September 2022
YAU Yuet Fong 丘月芳 RE 4 19 July 2022
WAN Howe Chung RE 9 15 July 2022
GOPALAKRISHNAN Prakash RE 9 15 July 2022
WANG Xi 王曦 RO 4 11 July 2022
WANG Xi 王曦 RO 9 11 July 2022
SINGH Raj Kumar RO 9 11 July 2022
PENG Siyu 彭思羽 RE 4 06 July 2022
PENG Siyu 彭思羽 RE 9 06 July 2022
LAM Yuk Ting 林煜庭 RE 4 09 June 2022
LAM Yuk Ting 林煜庭 RE 9 09 June 2022
BROOKE Charles Stephen Anthony RE 4 24 May 2022
BROOKE Charles Stephen Anthony RE 9 24 May 2022
WEST Kenneth Kirk RO 4 22 November 2021
WEST Kenneth Kirk RO 9 22 November 2021
LEUNG Wing Hang 梁永恒 RE 4 18 October 2021
LEUNG Wing Hang 梁永恒 RE 9 18 October 2021
LAI Kam Fai 黎鑑輝 RE 4 08 October 2021
LAI Kam Fai 黎鑑輝 RE 9 08 October 2021
SINGH Raj Kumar RE 4 14 July 2021
CHING Ho Yin, Derek 程浩賢 RO 9 26 May 2021
CHEUNG Kam Ping 張錦屏 RO 9 27 April 2021
YEUNG Wai Shum 楊惠深 RE 9 25 November 2020
YEUNG Wai Shum 楊惠深 RE 4 25 November 2020
PENG Han 彭瀚 RE 4 21 July 2020
PENG Han 彭瀚 RE 9 21 July 2020
CHAN Hiu Yung Crystal 陳曉蓉 RE 4 11 March 2019
CHAN Hiu Yung Crystal 陳曉蓉 RE 9 11 March 2019
CHING Ho Yin, Derek 程浩賢 RO 4 26 February 2018
SARAN Phillip Howard Hasenfus 郝振毅 RO 4 11 August 2017
SARAN Phillip Howard Hasenfus 郝振毅 RO 9 11 August 2017
TO Ming Kan 杜銘勤 RE 4 29 June 2016
TO Ming Kan 杜銘勤 RE 9 29 June 2016
CHEUNG Kam Ping 張錦屏 RO 4 26 May 2014
ZHU Jiaying 朱嘉滢 RE 4 24 March 2023 02 June 2023
ZHU Jiaying 朱嘉滢 RE 9 24 March 2023 02 June 2023
SINGH Suresh Kumar RE 4 16 December 2022 11 May 2023
LO Sin Sin 羅倩倩 RE 4 16 December 2022 27 January 2023
TAM Chung Him 談仲騫 RO 4 20 December 2021 09 September 2022
TAM Chung Him 談仲騫 RO 9 20 December 2021 09 September 2022
SINGH Raj Kumar RE 9 14 July 2021 11 July 2022
TAM Chung Him 談仲騫 RE 4 09 November 2021 20 December 2021
TAM Chung Him 談仲騫 RE 9 09 November 2021 20 December 2021
LUNG Fei 龍飛 RE 4 03 May 2018 08 May 2021
LUNG Fei 龍飛 RE 9 03 May 2018 08 May 2021
CHEUNG Kam Ping 張錦屏 RE 9 19 November 2014 27 April 2021
KWOK Chi Kit 郭子杰 RE 4 04 November 2019 02 September 2020
KWOK Chi Kit 郭子杰 RE 9 04 November 2019 02 September 2020
CHING Ho Yin, Derek 程浩賢 RE 4 09 December 2016 26 February 2018
YUEN Sze Fun, Keith 袁時奮 RO 4 25 January 2017 01 September 2017
YUEN Sze Fun, Keith 袁時奮 RO 9 19 September 2012 01 September 2017
SARAN Phillip Howard Hasenfus 郝振毅 RE 4 13 February 2012 11 August 2017
SARAN Phillip Howard Hasenfus 郝振毅 RE 9 13 February 2012 11 August 2017
CHEN Jiangying 陳江穎 RE 4 06 August 2012 09 June 2016
CHEN Jiangying 陳江穎 RE 9 06 August 2012 09 June 2016
MAN Wai Mei 文慧薇 RE 4 03 May 2012 27 November 2014
CHANG Helen 張令遠 RO 4 11 June 2013 01 June 2014
CHEUNG Hing Ying, Jessica 張卿瑩 RE 4 08 September 2010 11 June 2012
CHEUNG Hing Ying, Jessica 張卿瑩 RE 9 08 September 2010 11 June 2012
LI Pui Shan 李佩珊 RE 4 25 May 2006 09 June 2012
CHOONG Chee Ming RO 4 05 July 2010 25 November 2011
CHOONG Chee Ming RO 9 05 July 2010 25 November 2011
CHOONG Chee Ming RE 4 10 May 2010 05 July 2010
CHOONG Chee Ming RE 9 10 May 2010 05 July 2010
CHEUNG Nga Ying 張雅盈 RE 4 16 January 2008 10 April 2010
FONG Hau Wah 方巧華 RE 4 18 December 2009 22 January 2010
IP Kwai Keung 葉桂強 RE 4 17 June 2009 07 December 2009
MA Anny 馬曉薇 RE 4 19 May 2009 07 December 2009
KA Pui Man 賈佩文 RE 4 29 March 2007 07 December 2009
LAW Wai Hang 羅偉恆 RE 9 14 May 2007 31 August 2009
KUNG Wai Ting 龔偉廷 RE 4 28 February 2007 31 August 2009
KUNG Wai Ting 龔偉廷 RE 9 28 February 2007 31 August 2009
LAM Wing-wah Christine 林詠華 RE 4 06 March 2008 16 March 2009
WANG Xi 王曦 RE 4 05 February 2007 26 April 2008
WANG Xi 王曦 RE 9 05 February 2007 26 April 2008
LAU Man 劉敏 RE 4 07 August 2006 27 March 2008
CHEUNG Siu Man, Joann 張小敏 RE 4 30 May 2006 18 July 2007
LAYDON Frederick Tennyson RO 4 01 April 2003 31 December 2005
LAYDON Frederick Tennyson RO 9 01 April 2003 31 December 2005
LAYDON Frederick Tennyson RO 6 01 April 2003 04 November 2004