SFC Licenceholders of Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
- Addresses
- Unit 1001-02, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong
- 25/F and Unit 2305-2307, 23/F Millennium City 6, 392 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
- 香港九龍觀塘觀塘道392號創紀之城6期25樓及23 樓 2305-2307 單位
- 30/F Millennium City 6, 392 Kwun Tong Road, Kwun Tong Kowloon, Hong Kong
- 香港九龍觀塘觀塘道392號創紀之城6期30樓
- [email protected]
- Website
- www.principal.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
SIAW Kiat Hau | RE | 9 | 14 March 2023 | |
CHIU Siu Po, Steve 趙小寶 | RO | 9 | 01 March 2023 | |
CHIU Siu Po, Steve 趙小寶 | RO | 4 | 01 March 2023 | |
LO Sin Sin 羅倩倩 | RO | 4 | 27 January 2023 | |
LO Sin Sin 羅倩倩 | RE | 9 | 16 December 2022 | |
SINGH Suresh Kumar | RE | 4 | 16 December 2022 | |
KE Wing Shuen 柯泳璇 | RE | 4 | 01 December 2022 | |
CHEN Wenhan 陳文翰 | RE | 9 | 01 December 2022 | |
CHEN Wenhan 陳文翰 | RE | 4 | 01 December 2022 | |
LAM Lai Kwan 林麗君 | RE | 4 | 01 December 2022 | |
LUO Xi 羅希 | RE | 9 | 01 December 2022 | |
LUO Xi 羅希 | RE | 4 | 01 December 2022 | |
CHONG Kwok Chee 莊國幟 | RE | 4 | 01 December 2022 | |
YU Ran 郁然 | RE | 9 | 01 December 2022 | |
YU Ran 郁然 | RE | 4 | 01 December 2022 | |
YU Ying 余穎 | RE | 4 | 01 December 2022 | |
YU Ying 余穎 | RE | 9 | 01 December 2022 | |
CHANG Yu Cheng 張育誠 | RE | 9 | 01 December 2022 | |
CHANG Yu Cheng 張育誠 | RE | 4 | 01 December 2022 | |
ZHANG Yifan 張一凡 | RE | 9 | 01 December 2022 | |
ZHANG Yifan 張一凡 | RE | 4 | 01 December 2022 | |
LI Man 李曼 | RE | 9 | 01 December 2022 | |
LI Man 李曼 | RE | 4 | 01 December 2022 | |
KIM Joon Young | RE | 4 | 01 December 2022 | |
YE Junrui 叶俊睿 | RE | 9 | 01 December 2022 | |
YE Junrui 叶俊睿 | RE | 4 | 01 December 2022 | |
CHANG Aofei 常奧菲 | RE | 9 | 01 December 2022 | |
CHANG Aofei 常奧菲 | RE | 4 | 01 December 2022 | |
KOH Chee Sin | RE | 9 | 18 November 2022 | |
WONG Wing Leong 王永亮 | RE | 9 | 02 November 2022 | |
WONG Wing Leong 王永亮 | RE | 4 | 02 November 2022 | |
LAW Kin Hang 羅健衡 | RE | 9 | 02 September 2022 | |
LAW Kin Hang 羅健衡 | RE | 4 | 02 September 2022 | |
YAU Yuet Fong 丘月芳 | RE | 4 | 19 July 2022 | |
WAN Howe Chung | RE | 9 | 15 July 2022 | |
GOPALAKRISHNAN Prakash | RE | 9 | 15 July 2022 | |
WANG Xi 王曦 | RO | 9 | 11 July 2022 | |
WANG Xi 王曦 | RO | 4 | 11 July 2022 | |
SINGH Raj Kumar | RO | 9 | 11 July 2022 | |
PENG Siyu 彭思羽 | RE | 9 | 06 July 2022 | |
PENG Siyu 彭思羽 | RE | 4 | 06 July 2022 | |
LAM Yuk Ting 林煜庭 | RE | 9 | 09 June 2022 | |
LAM Yuk Ting 林煜庭 | RE | 4 | 09 June 2022 | |
BROOKE Charles Stephen Anthony | RE | 9 | 24 May 2022 | |
BROOKE Charles Stephen Anthony | RE | 4 | 24 May 2022 | |
WEST Kenneth Kirk | RO | 9 | 22 November 2021 | |
WEST Kenneth Kirk | RO | 4 | 22 November 2021 | |
LEUNG Wing Hang 梁永恒 | RE | 9 | 18 October 2021 | |
LEUNG Wing Hang 梁永恒 | RE | 4 | 18 October 2021 | |
LAI Kam Fai 黎鑑輝 | RE | 9 | 08 October 2021 | |
LAI Kam Fai 黎鑑輝 | RE | 4 | 08 October 2021 | |
SINGH Raj Kumar | RE | 4 | 14 July 2021 | |
CHING Ho Yin, Derek 程浩賢 | RO | 9 | 26 May 2021 | |
CHEUNG Kam Ping 張錦屏 | RO | 9 | 27 April 2021 | |
YEUNG Wai Shum 楊惠深 | RE | 9 | 25 November 2020 | |
YEUNG Wai Shum 楊惠深 | RE | 4 | 25 November 2020 | |
PENG Han 彭瀚 | RE | 4 | 21 July 2020 | |
PENG Han 彭瀚 | RE | 9 | 21 July 2020 | |
CHAN Hiu Yung Crystal 陳曉蓉 | RE | 9 | 11 March 2019 | |
CHAN Hiu Yung Crystal 陳曉蓉 | RE | 4 | 11 March 2019 | |
CHING Ho Yin, Derek 程浩賢 | RO | 4 | 26 February 2018 | |
SARAN Phillip Howard Hasenfus 郝振毅 | RO | 4 | 11 August 2017 | |
SARAN Phillip Howard Hasenfus 郝振毅 | RO | 9 | 11 August 2017 | |
TO Ming Kan 杜銘勤 | RE | 9 | 29 June 2016 | |
TO Ming Kan 杜銘勤 | RE | 4 | 29 June 2016 | |
CHEUNG Kam Ping 張錦屏 | RO | 4 | 26 May 2014 | |
LO Sin Sin 羅倩倩 | RE | 4 | 16 December 2022 | 27 January 2023 |
SHIN Hee Jai 申熙才 | RE | 4 | 01 December 2022 | 20 January 2023 |
ECHEGORRI RODRIGUEZ Alejandro Elias | RO | 9 | 25 November 2019 | 31 December 2022 |
ECHEGORRI RODRIGUEZ Alejandro Elias | RO | 4 | 25 November 2019 | 31 December 2022 |
ZHOU Chenruo 周辰若 | RE | 4 | 10 September 2019 | 16 November 2022 |
ZHOU Chenruo 周辰若 | RE | 9 | 10 September 2019 | 16 November 2022 |
TAM Chung Him 談仲騫 | RO | 9 | 20 December 2021 | 09 September 2022 |
TAM Chung Him 談仲騫 | RO | 4 | 20 December 2021 | 09 September 2022 |
SINGH Raj Kumar | RE | 9 | 14 July 2021 | 11 July 2022 |
SO Chun Yin 蘇晉賢 | RE | 9 | 20 July 2020 | 25 May 2022 |
SO Chun Yin 蘇晉賢 | RE | 4 | 20 July 2020 | 25 May 2022 |
SELLERS Paul Justin | RE | 9 | 24 January 2022 | 29 April 2022 |
SELLERS Paul Justin | RE | 4 | 28 January 2019 | 29 April 2022 |
SELLERS Paul Justin | RO | 9 | 29 September 2021 | 24 January 2022 |
TAM Chung Him 談仲騫 | RE | 9 | 09 November 2021 | 20 December 2021 |
TAM Chung Him 談仲騫 | RE | 4 | 09 November 2021 | 20 December 2021 |
SELLERS Paul Justin | RE | 9 | 28 January 2019 | 29 September 2021 |
CHANDGOTHIA Binay | RO | 9 | 20 March 2006 | 11 June 2021 |
CHANDGOTHIA Binay | RO | 4 | 20 March 2006 | 11 June 2021 |
LUNG Fei 龍飛 | RE | 9 | 03 May 2018 | 08 May 2021 |
LUNG Fei 龍飛 | RE | 4 | 03 May 2018 | 08 May 2021 |
KO Kit Yan 高潔欣 | RE | 9 | 03 March 2021 | 30 April 2021 |
KO Kit Yan 高潔欣 | RE | 4 | 03 March 2021 | 30 April 2021 |
CHEUNG Kam Ping 張錦屏 | RE | 9 | 19 November 2014 | 27 April 2021 |
KWOK Chi Kit 郭子杰 | RE | 9 | 04 November 2019 | 02 September 2020 |
KWOK Chi Kit 郭子杰 | RE | 4 | 04 November 2019 | 02 September 2020 |
CHEUNG Ming Fai 張明輝 | RE | 9 | 23 April 2019 | 25 April 2020 |
CHEUNG Ming Fai 張明輝 | RE | 4 | 23 April 2019 | 25 April 2020 |
CHEONG Wee Yee | RE | 9 | 19 June 2015 | 29 May 2019 |
CHEONG Wee Yee | RE | 4 | 19 June 2015 | 29 May 2019 |
HUI On Ki 許安琪 | RE | 9 | 08 May 2019 | 14 May 2019 |
HUI On Ki 許安琪 | RE | 4 | 16 April 2019 | 14 May 2019 |
THIAN Sum 田心 | RE | 9 | 27 June 2017 | 26 January 2019 |
THIAN Sum 田心 | RE | 4 | 27 June 2017 | 26 January 2019 |
YE Fujia 叶馥佳 | RE | 9 | 16 May 2018 | 28 September 2018 |
YE Fujia 叶馥佳 | RE | 4 | 16 May 2018 | 28 September 2018 |
TAY Soo Meng 鄭樹明 | RE | 9 | 10 January 2017 | 20 September 2018 |
TAY Soo Meng 鄭樹明 | RE | 4 | 10 January 2017 | 20 September 2018 |
TSE Yiu Chun 謝耀進 | RE | 9 | 14 July 2014 | 28 June 2018 |
TSE Yiu Chun 謝耀進 | RE | 4 | 14 July 2014 | 28 June 2018 |
CHING Ho Yin, Derek 程浩賢 | RE | 4 | 09 December 2016 | 26 February 2018 |
TAI Ching Kit 戴正傑 | RE | 9 | 07 September 2016 | 13 November 2017 |
TAI Ching Kit 戴正傑 | RE | 4 | 07 September 2016 | 13 November 2017 |
CHAU Sze Yin, Annie 周鍶賢 | RO | 4 | 07 March 2017 | 31 October 2017 |
CHAU Sze Yin, Annie 周鍶賢 | RE | 9 | 25 August 2015 | 31 October 2017 |
YUEN Sze Fun, Keith 袁時奮 | RO | 4 | 25 January 2017 | 01 September 2017 |
YUEN Sze Fun, Keith 袁時奮 | RO | 9 | 19 September 2012 | 01 September 2017 |
SARAN Phillip Howard Hasenfus 郝振毅 | RE | 9 | 13 February 2012 | 11 August 2017 |
SARAN Phillip Howard Hasenfus 郝振毅 | RE | 4 | 13 February 2012 | 11 August 2017 |
LAM WONG Wei Ching, Carmen 林黃慧貞 | RO | 4 | 16 May 2014 | 01 May 2017 |
SMART Andrew John | RE | 9 | 11 October 2016 | 26 April 2017 |
SMART Andrew John | RE | 4 | 11 October 2016 | 26 April 2017 |
CHEN Jiangying 陳江穎 | RE | 9 | 06 August 2012 | 09 June 2016 |
CHEN Jiangying 陳江穎 | RE | 4 | 06 August 2012 | 09 June 2016 |
THARM Seet Yeow 譚旭耀 | RE | 4 | 13 June 2012 | 10 July 2015 |
THARM Seet Yeow 譚旭耀 | RE | 9 | 13 June 2012 | 10 July 2015 |
SIU Kin Man 蕭鍵民 | RE | 4 | 06 October 2010 | 17 December 2014 |
WONG Mo Lan, Monica 黃慕蘭 | RE | 4 | 11 June 2009 | 17 December 2014 |
MAN Wai Mei 文慧薇 | RE | 4 | 03 May 2012 | 27 November 2014 |
YEUNG Yan Wai 楊恩惠 | RE | 4 | 18 November 2011 | 27 November 2014 |
CHANG Helen 張令遠 | RO | 4 | 11 June 2013 | 01 June 2014 |
SINN Pak Ming, Ringo 冼百明 | RO | 9 | 31 October 2005 | 21 June 2013 |
SINN Pak Ming, Ringo 冼百明 | RO | 4 | 31 October 2005 | 21 June 2013 |
CHEUNG Hing Ying, Jessica 張卿瑩 | RE | 9 | 08 September 2010 | 11 June 2012 |
CHEUNG Hing Ying, Jessica 張卿瑩 | RE | 4 | 08 September 2010 | 11 June 2012 |
LI Pui Shan 李佩珊 | RE | 4 | 25 May 2006 | 09 June 2012 |
CHOI Ching Tsui 蔡青趨 | RE | 4 | 23 June 2011 | 14 March 2012 |
CHOONG Chee Ming | RO | 9 | 05 July 2010 | 25 November 2011 |
CHOONG Chee Ming | RO | 4 | 05 July 2010 | 25 November 2011 |
LAU Che Cheng, Samuel 劉志城 | RE | 4 | 07 November 2011 | 11 November 2011 |
CHOW Wai Chi 周煒智 | RE | 4 | 20 August 2009 | 29 July 2011 |
CHIANG Wai Ling, Winnie 蔣慧玲 | RE | 4 | 20 April 2006 | 13 June 2011 |
CHU Sau Kuen, Fanny 朱秀娟 | RE | 4 | 25 July 2005 | 06 April 2011 |
CHU Ka Shing 朱加城 | RE | 9 | 02 December 2008 | 17 September 2010 |
CHU Ka Shing 朱加城 | RE | 4 | 02 December 2008 | 17 September 2010 |
WAI Kam San 衛錦珊 | RE | 4 | 23 April 2009 | 30 July 2010 |
CHOONG Chee Ming | RE | 9 | 10 May 2010 | 05 July 2010 |
CHOONG Chee Ming | RE | 4 | 10 May 2010 | 05 July 2010 |
CHEUNG Nga Ying 張雅盈 | RE | 4 | 16 January 2008 | 10 April 2010 |
FONG Hau Wah 方巧華 | RE | 4 | 18 December 2009 | 22 January 2010 |
SUM Ho Sang 岑皓生 | RE | 4 | 28 August 2009 | 07 December 2009 |
TSANG Yuen Ling 曾琬玲 | RE | 4 | 21 August 2009 | 07 December 2009 |
IP Kwai Keung 葉桂強 | RE | 4 | 17 June 2009 | 07 December 2009 |
CHOY Suet Yin 蔡雪賢 | RE | 4 | 17 June 2009 | 07 December 2009 |
MA Anny 馬曉薇 | RE | 4 | 19 May 2009 | 07 December 2009 |
TANG Joyce Tsui Ying 鄧翠凝 | RE | 4 | 20 October 2008 | 07 December 2009 |
TANG Oi Ling 鄧愛玲 | RE | 4 | 29 April 2008 | 07 December 2009 |
SUNG Wai Kit 宋韋傑 | RE | 4 | 09 October 2007 | 07 December 2009 |
YEUNG Pui Ching 楊佩貞 | RE | 4 | 06 August 2007 | 07 December 2009 |
KA Pui Man 賈佩文 | RE | 4 | 29 March 2007 | 07 December 2009 |
LEE Pui Lan, Mary 李佩蘭 | RE | 4 | 06 March 2007 | 07 December 2009 |
WONG Pui Kei 王珮琪 | RE | 4 | 20 April 2006 | 07 December 2009 |
CHUNG Lui 鍾蕾 | RE | 4 | 17 June 2009 | 30 November 2009 |
LAM Chi Jing, Crystal 林芷貞 | RE | 9 | 11 February 2009 | 31 August 2009 |
CHAN Ka Wai 陳嘉威 | RE | 9 | 10 July 2007 | 31 August 2009 |
CHAN Ka Wai 陳嘉威 | RE | 4 | 11 June 2007 | 31 August 2009 |
LAW Wai Hang 羅偉恆 | RE | 9 | 14 May 2007 | 31 August 2009 |
KUNG Wai Ting 龔偉廷 | RE | 9 | 28 February 2007 | 31 August 2009 |
KUNG Wai Ting 龔偉廷 | RE | 4 | 28 February 2007 | 31 August 2009 |
MAK Hau Sum 麥巧心 | RE | 4 | 01 April 2003 | 21 August 2009 |
MAK Hau Sum 麥巧心 | RE | 9 | 01 April 2003 | 21 August 2009 |
WONG Chi Ho, Bernie 黃熾豪 | RE | 4 | 28 August 2006 | 23 July 2009 |
CHEUNG LUI Mei Sze, Iris 張呂美施 | RE | 4 | 14 April 2009 | 16 July 2009 |
CHUNG Kin Keung 鍾建強 | RE | 4 | 11 June 2008 | 18 May 2009 |
TSANG Yuen Ling 曾琬玲 | RE | 4 | 25 February 2008 | 16 April 2009 |
WONG Mo Lan, Monica 黃慕蘭 | RE | 4 | 25 February 2008 | 18 March 2009 |
LAM Wing-wah Christine 林詠華 | RE | 4 | 06 March 2008 | 16 March 2009 |
HO Chi Hang, Andy 何自衡 | RE | 4 | 10 March 2008 | 16 December 2008 |
CHU Ka Shing 朱加城 | RE | 4 | 23 July 2007 | 02 October 2008 |
CHU Ka Shing 朱加城 | RE | 9 | 22 June 2007 | 02 October 2008 |
LEUNG Sze Man, Amelia 梁思敏 | RE | 4 | 31 January 2008 | 14 June 2008 |
LI Yu Fun, Grace 李如歡 | RE | 4 | 09 October 2007 | 31 May 2008 |
CHEUNG Hoi Kei, Eggie 張凱琪 | RE | 4 | 09 October 2007 | 19 May 2008 |
CHAN Mei Wan 陳美雲 | RE | 4 | 07 January 2008 | 07 May 2008 |
WANG Xi 王曦 | RE | 9 | 05 February 2007 | 26 April 2008 |
WANG Xi 王曦 | RE | 4 | 05 February 2007 | 26 April 2008 |
NGAN Edith Man Ling 顏文玲 | RO | 9 | 20 February 2008 | 03 April 2008 |
NGAN Edith Man Ling 顏文玲 | RO | 4 | 20 February 2008 | 03 April 2008 |
LAU Man 劉敏 | RE | 4 | 07 August 2006 | 27 March 2008 |
CHEUNG Tsz Man 張子文 | RE | 4 | 28 February 2007 | 16 November 2007 |
CHAO Mei-ying 楊美瑛 | RO | 9 | 26 October 2005 | 12 October 2007 |
CHAO Mei-ying 楊美瑛 | RO | 4 | 26 October 2005 | 12 October 2007 |
KWAN Shuk Yee 關淑儀 | RE | 4 | 29 March 2007 | 07 October 2007 |
WOO John Kwok Kwong 胡國光 | RE | 9 | 31 July 2006 | 01 September 2007 |
CHEUNG Siu Man, Joann 張小敏 | RE | 4 | 30 May 2006 | 18 July 2007 |
YU Yiu Kuen, Adrian 余耀權 | RE | 4 | 02 May 2007 | 01 June 2007 |
SUM Hong Ning 沈康寧 | RE | 9 | 14 August 2006 | 20 April 2007 |
SUM Hong Ning 沈康寧 | RE | 4 | 14 August 2006 | 20 April 2007 |
FUNG Wing Tsan 馮永贃 | RE | 4 | 01 April 2003 | 29 January 2007 |
FUNG Wing Tsan 馮永贃 | RE | 9 | 01 April 2003 | 29 January 2007 |
WONG Ying Fun 黃應勳 | RE | 4 | 02 November 2005 | 23 December 2006 |
WONG Ying Fun 黃應勳 | RE | 9 | 02 November 2005 | 22 August 2006 |
LIM Wai Ching 林瑋楨 | RE | 4 | 28 November 2005 | 17 August 2006 |
LAU Kwai Chun, Yuki 劉桂珍 | RE | 4 | 12 August 2005 | 04 May 2006 |
CHANDGOTHIA Binay | RE | 4 | 28 October 2005 | 20 March 2006 |
CHANDGOTHIA Binay | RE | 9 | 28 October 2005 | 20 March 2006 |
LAYDON Frederick Tennyson | RO | 4 | 01 April 2003 | 31 December 2005 |
LAYDON Frederick Tennyson | RO | 9 | 01 April 2003 | 31 December 2005 |
JAROS Thomas Antonio | RO | 4 | 01 April 2003 | 31 December 2005 |
JAROS Thomas Antonio | RO | 9 | 01 April 2003 | 31 December 2005 |
HUNG Hing On 孔慶安 | RO | 4 | 01 April 2003 | 22 December 2005 |
HUNG Hing On 孔慶安 | RO | 9 | 01 April 2003 | 22 December 2005 |
LAYDON Frederick Tennyson | RO | 6 | 01 April 2003 | 04 November 2004 |
MAK Hau Sum 麥巧心 | RE | 6 | 01 April 2003 | 05 March 2004 |
FUNG Wing Tsan 馮永贃 | RE | 6 | 01 April 2003 | 05 March 2004 |
REDDY Christopher James | RO | 4 | 01 April 2003 | 12 June 2003 |
REDDY Christopher James | RO | 6 | 01 April 2003 | 12 June 2003 |
REDDY Christopher James | RO | 9 | 01 April 2003 | 12 June 2003 |