SFC Licenceholders of Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
- pihkcompliance@principal.com
- Website
- www.principal.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BROOKE Charles Stephen Anthony | RE | 4 | 24 May 2022 | |
| BROOKE Charles Stephen Anthony | RE | 9 | 24 May 2022 | |
| CHAN Hiu Yung Crystal 陳曉蓉 | RE | 4 | 11 March 2019 | |
| CHAN Hiu Yung Crystal 陳曉蓉 | RE | 9 | 11 March 2019 | |
| CHAN Ka Wai 陳嘉威 | RE | 9 | 10 July 2007 | 31 August 2009 |
| CHAN Ka Wai 陳嘉威 | RE | 4 | 11 June 2007 | 31 August 2009 |
| CHAN Mei Wan 陳美雲 | RE | 4 | 07 January 2008 | 07 May 2008 |
| CHANDGOTHIA Binay | RO | 4 | 20 March 2006 | 11 June 2021 |
| CHANDGOTHIA Binay | RO | 9 | 20 March 2006 | 11 June 2021 |
| CHANDGOTHIA Binay | RE | 4 | 28 October 2005 | 20 March 2006 |
| CHANDGOTHIA Binay | RE | 9 | 28 October 2005 | 20 March 2006 |
| CHANG Aofei 常奧菲 | RE | 9 | 01 December 2022 | |
| CHANG Aofei 常奧菲 | RE | 4 | 01 December 2022 | |
| CHANG Helen 張令遠 | RO | 4 | 11 June 2013 | 01 June 2014 |
| CHANG Yu Cheng 張育誠 | RE | 9 | 01 December 2022 | |
| CHANG Yu Cheng 張育誠 | RE | 4 | 01 December 2022 | |
| CHAO Mei-ying 楊美瑛 | RO | 9 | 26 October 2005 | 12 October 2007 |
| CHAO Mei-ying 楊美瑛 | RO | 4 | 26 October 2005 | 12 October 2007 |
| CHAU Sze Yin, Annie 周鍶賢 | RO | 4 | 07 March 2017 | 31 October 2017 |
| CHAU Sze Yin, Annie 周鍶賢 | RE | 9 | 25 August 2015 | 31 October 2017 |
| CHEN Jiangying 陳江穎 | RE | 9 | 06 August 2012 | 09 June 2016 |
| CHEN Jiangying 陳江穎 | RE | 4 | 06 August 2012 | 09 June 2016 |
| CHEN Wenhan 陳文翰 | RE | 9 | 01 December 2022 | |
| CHEN Wenhan 陳文翰 | RE | 4 | 01 December 2022 | |
| CHEONG Wee Yee | RE | 9 | 19 June 2015 | 29 May 2019 |
| CHEONG Wee Yee | RE | 4 | 19 June 2015 | 29 May 2019 |
| CHEUNG Hing Ying, Jessica 張卿瑩 | RE | 9 | 08 September 2010 | 11 June 2012 |
| CHEUNG Hing Ying, Jessica 張卿瑩 | RE | 4 | 08 September 2010 | 11 June 2012 |
| CHEUNG Hoi Kei, Eggie 張凱琪 | RE | 4 | 09 October 2007 | 19 May 2008 |
| CHEUNG Kam Ping 張錦屏 | RO | 9 | 27 April 2021 | |
| CHEUNG Kam Ping 張錦屏 | RE | 9 | 19 November 2014 | 27 April 2021 |
| CHEUNG Kam Ping 張錦屏 | RO | 4 | 26 May 2014 | |
| CHEUNG LUI Mei Sze, Iris 張呂美施 | RE | 4 | 14 April 2009 | 16 July 2009 |
| CHEUNG Ming Fai 張明輝 | RE | 4 | 23 April 2019 | 25 April 2020 |
| CHEUNG Ming Fai 張明輝 | RE | 9 | 23 April 2019 | 25 April 2020 |
| CHEUNG Nga Ying 張雅盈 | RE | 4 | 16 January 2008 | 10 April 2010 |
| CHEUNG Siu Man, Joann 張小敏 | RE | 4 | 30 May 2006 | 18 July 2007 |
| CHEUNG Tsz Man 張子文 | RE | 4 | 28 February 2007 | 16 November 2007 |
| CHIANG Wai Ling, Winnie 蔣慧玲 | RE | 4 | 20 April 2006 | 13 June 2011 |
| CHING Ho Yin, Derek 程浩賢 | RO | 9 | 26 May 2021 | |
| CHING Ho Yin, Derek 程浩賢 | RO | 4 | 26 February 2018 | |
| CHING Ho Yin, Derek 程浩賢 | RE | 4 | 09 December 2016 | 26 February 2018 |
| CHIU Siu Po, Steve 趙小寶 | RO | 4 | 01 March 2023 | |
| CHIU Siu Po, Steve 趙小寶 | RO | 9 | 01 March 2023 | |
| CHOI Ching Tsui 蔡青趨 | RE | 4 | 23 June 2011 | 14 March 2012 |
| CHONG Kwok Chee 莊國幟 | RE | 4 | 01 December 2022 | |
| CHOONG Chee Ming | RO | 9 | 05 July 2010 | 25 November 2011 |
| CHOONG Chee Ming | RO | 4 | 05 July 2010 | 25 November 2011 |
| CHOONG Chee Ming | RE | 9 | 10 May 2010 | 05 July 2010 |
| CHOONG Chee Ming | RE | 4 | 10 May 2010 | 05 July 2010 |
| CHOW Wai Chi 周煒智 | RE | 4 | 20 August 2009 | 29 July 2011 |
| CHOY Suet Yin 蔡雪賢 | RE | 4 | 17 June 2009 | 07 December 2009 |
| CHU Ka Shing 朱加城 | RE | 9 | 02 December 2008 | 17 September 2010 |
| CHU Ka Shing 朱加城 | RE | 4 | 02 December 2008 | 17 September 2010 |
| CHU Ka Shing 朱加城 | RE | 4 | 23 July 2007 | 02 October 2008 |
| CHU Ka Shing 朱加城 | RE | 9 | 22 June 2007 | 02 October 2008 |
| CHU Sau Kuen, Fanny 朱秀娟 | RE | 4 | 25 July 2005 | 06 April 2011 |
| CHUNG Kin Keung 鍾建強 | RE | 4 | 11 June 2008 | 18 May 2009 |
| CHUNG Lui 鍾蕾 | RE | 4 | 17 June 2009 | 30 November 2009 |
| ECHEGORRI RODRIGUEZ Alejandro Elias | RO | 9 | 25 November 2019 | 31 December 2022 |
| ECHEGORRI RODRIGUEZ Alejandro Elias | RO | 4 | 25 November 2019 | 31 December 2022 |
| FONG Hau Wah 方巧華 | RE | 4 | 18 December 2009 | 22 January 2010 |
| FUNG Wing Tsan 馮永贃 | RE | 9 | 01 April 2003 | 29 January 2007 |
| FUNG Wing Tsan 馮永贃 | RE | 4 | 01 April 2003 | 29 January 2007 |
| FUNG Wing Tsan 馮永贃 | RE | 6 | 01 April 2003 | 05 March 2004 |
| GOPALAKRISHNAN Prakash | RE | 9 | 15 July 2022 | |
| HO Chi Hang, Andy 何自衡 | RE | 4 | 10 March 2008 | 16 December 2008 |
| HO Siu Tung 何小東 | RE | 9 | 24 March 2023 | |
| HO Siu Tung 何小東 | RE | 4 | 24 March 2023 | |
| HUI On Ki 許安琪 | RE | 9 | 08 May 2019 | 14 May 2019 |
| HUI On Ki 許安琪 | RE | 4 | 16 April 2019 | 14 May 2019 |
| HUNG Hing On 孔慶安 | RO | 4 | 01 April 2003 | 22 December 2005 |
| HUNG Hing On 孔慶安 | RO | 9 | 01 April 2003 | 22 December 2005 |
| IP Kwai Keung 葉桂強 | RE | 4 | 17 June 2009 | 07 December 2009 |
| JAROS Thomas Antonio | RO | 4 | 01 April 2003 | 31 December 2005 |
| JAROS Thomas Antonio | RO | 9 | 01 April 2003 | 31 December 2005 |
| KA Pui Man 賈佩文 | RE | 4 | 29 March 2007 | 07 December 2009 |
| KE Wing Shuen 柯泳璇 | RE | 4 | 01 December 2022 | |
| KIM Joon Young | RE | 4 | 01 December 2022 | |
| KO Kit Yan 高潔欣 | RE | 9 | 03 March 2021 | 30 April 2021 |
| KO Kit Yan 高潔欣 | RE | 4 | 03 March 2021 | 30 April 2021 |
| KOH Chee Sin | RE | 9 | 18 November 2022 | |
| KUNG Wai Ting 龔偉廷 | RE | 4 | 28 February 2007 | 31 August 2009 |
| KUNG Wai Ting 龔偉廷 | RE | 9 | 28 February 2007 | 31 August 2009 |
| KWAN Shuk Yee 關淑儀 | RE | 4 | 29 March 2007 | 07 October 2007 |
| KWOK Chi Kit 郭子杰 | RE | 9 | 04 November 2019 | 02 September 2020 |
| KWOK Chi Kit 郭子杰 | RE | 4 | 04 November 2019 | 02 September 2020 |
| LAI Kam Fai 黎鑑輝 | RE | 9 | 08 October 2021 | |
| LAI Kam Fai 黎鑑輝 | RE | 4 | 08 October 2021 | |
| LAM Chi Jing, Crystal 林芷貞 | RE | 9 | 11 February 2009 | 31 August 2009 |
| LAM Lai Kwan 林麗君 | RE | 4 | 01 December 2022 | |
| LAM WONG Wei Ching, Carmen 林黃慧貞 | RO | 4 | 16 May 2014 | 01 May 2017 |
| LAM Wing-wah Christine 林詠華 | RE | 4 | 06 March 2008 | 16 March 2009 |
| LAM Yuk Ting 林煜庭 | RE | 4 | 09 June 2022 | 18 March 2024 |
| LAM Yuk Ting 林煜庭 | RE | 9 | 09 June 2022 | 18 March 2024 |
| LAU Che Cheng, Samuel 劉志城 | RE | 4 | 07 November 2011 | 11 November 2011 |
| LAU Kwai Chun, Yuki 劉桂珍 | RE | 4 | 12 August 2005 | 04 May 2006 |
| LAU Man 劉敏 | RE | 4 | 07 August 2006 | 27 March 2008 |
| LAW Kin Hang 羅健衡 | RE | 4 | 02 September 2022 | |
| LAW Kin Hang 羅健衡 | RE | 9 | 02 September 2022 | |
| LAW Wai Hang 羅偉恆 | RE | 9 | 14 May 2007 | 31 August 2009 |
| LAYDON Frederick Tennyson | RO | 4 | 01 April 2003 | 31 December 2005 |
| LAYDON Frederick Tennyson | RO | 9 | 01 April 2003 | 31 December 2005 |
| LAYDON Frederick Tennyson | RO | 6 | 01 April 2003 | 04 November 2004 |
| LEE Pui Lan, Mary 李佩蘭 | RE | 4 | 06 March 2007 | 07 December 2009 |
| LEUNG Sze Man, Amelia 梁思敏 | RE | 4 | 31 January 2008 | 14 June 2008 |
| LEUNG Wing Hang 梁永恒 | RE | 9 | 18 October 2021 | |
| LEUNG Wing Hang 梁永恒 | RE | 4 | 18 October 2021 | |
| LI Man 李曼 | RE | 9 | 01 December 2022 | |
| LI Man 李曼 | RE | 4 | 01 December 2022 | |
| LI Pui Shan 李佩珊 | RE | 4 | 25 May 2006 | 09 June 2012 |
| LI Yu Fun, Grace 李如歡 | RE | 4 | 09 October 2007 | 31 May 2008 |
| LIM Wai Ching 林瑋楨 | RE | 4 | 28 November 2005 | 17 August 2006 |
| LIU Chang 劉暢 | RE | 4 | 13 April 2023 | |
| LIU Chang 劉暢 | RE | 9 | 13 April 2023 | |
| LIU Hsiang Ching 劉向晴 | RE | 9 | 20 November 2023 | |
| LIU Hsiang Ching 劉向晴 | RE | 4 | 20 November 2023 | |
| LO Sin Sin 羅倩倩 | RE | 9 | 16 December 2022 | |
| LO Sin Sin 羅倩倩 | RE | 4 | 16 December 2022 | 27 January 2023 |
| LO Sin Sin 羅倩倩 | RO | 4 | 27 January 2023 | |
| LUNG Fei 龍飛 | RE | 9 | 03 May 2018 | 08 May 2021 |
| LUNG Fei 龍飛 | RE | 4 | 03 May 2018 | 08 May 2021 |
| LUO Xi 羅希 | RE | 9 | 01 December 2022 | |
| LUO Xi 羅希 | RE | 4 | 01 December 2022 | |
| MA Anny 馬曉薇 | RE | 4 | 19 May 2009 | 07 December 2009 |
| MAK Hau Sum 麥巧心 | RE | 9 | 01 April 2003 | 21 August 2009 |
| MAK Hau Sum 麥巧心 | RE | 4 | 01 April 2003 | 21 August 2009 |
| MAK Hau Sum 麥巧心 | RE | 6 | 01 April 2003 | 05 March 2004 |
| MAN Wai Mei 文慧薇 | RE | 4 | 03 May 2012 | 27 November 2014 |
| NGAN Edith Man Ling 顏文玲 | RO | 4 | 20 February 2008 | 03 April 2008 |
| NGAN Edith Man Ling 顏文玲 | RO | 9 | 20 February 2008 | 03 April 2008 |
| PENG Han 彭瀚 | RE | 9 | 21 July 2020 | |
| PENG Han 彭瀚 | RE | 4 | 21 July 2020 | |
| PENG Siyu 彭思羽 | RE | 4 | 06 July 2022 | |
| PENG Siyu 彭思羽 | RE | 9 | 06 July 2022 | |
| REDDY Christopher James | RO | 4 | 01 April 2003 | 12 June 2003 |
| REDDY Christopher James | RO | 6 | 01 April 2003 | 12 June 2003 |
| REDDY Christopher James | RO | 9 | 01 April 2003 | 12 June 2003 |
| SARAN Phillip Howard Hasenfus 郝振毅 | RO | 9 | 11 August 2017 | |
| SARAN Phillip Howard Hasenfus 郝振毅 | RO | 4 | 11 August 2017 | |
| SARAN Phillip Howard Hasenfus 郝振毅 | RE | 9 | 13 February 2012 | 11 August 2017 |
| SARAN Phillip Howard Hasenfus 郝振毅 | RE | 4 | 13 February 2012 | 11 August 2017 |
| SELLERS Paul Justin | RO | 9 | 29 September 2021 | 24 January 2022 |
| SELLERS Paul Justin | RE | 9 | 24 January 2022 | 29 April 2022 |
| SELLERS Paul Justin | RE | 4 | 28 January 2019 | 29 April 2022 |
| SELLERS Paul Justin | RE | 9 | 28 January 2019 | 29 September 2021 |
| SHIN Hee Jai 申熙才 | RE | 4 | 01 December 2022 | 20 January 2023 |
| SIAW Kiat Hau | RE | 9 | 14 March 2023 | |
| SINGH Raj Kumar | RO | 9 | 11 July 2022 | |
| SINGH Raj Kumar | RE | 4 | 14 July 2021 | |
| SINGH Raj Kumar | RE | 9 | 14 July 2021 | 11 July 2022 |
| SINGH Suresh Kumar | RE | 4 | 16 December 2022 | 11 May 2023 |
| SINN Pak Ming, Ringo 冼百明 | RO | 9 | 31 October 2005 | 21 June 2013 |
| SINN Pak Ming, Ringo 冼百明 | RO | 4 | 31 October 2005 | 21 June 2013 |
| SIU Kin Man 蕭鍵民 | RE | 4 | 06 October 2010 | 17 December 2014 |
| SMART Andrew John | RE | 4 | 11 October 2016 | 26 April 2017 |
| SMART Andrew John | RE | 9 | 11 October 2016 | 26 April 2017 |
| SO Chun Yin 蘇晉賢 | RE | 9 | 20 July 2020 | 25 May 2022 |
| SO Chun Yin 蘇晉賢 | RE | 4 | 20 July 2020 | 25 May 2022 |
| SUM Ho Sang 岑皓生 | RE | 4 | 28 August 2009 | 07 December 2009 |
| SUM Hong Ning 沈康寧 | RE | 9 | 14 August 2006 | 20 April 2007 |
| SUM Hong Ning 沈康寧 | RE | 4 | 14 August 2006 | 20 April 2007 |
| SUNG Wai Kit 宋韋傑 | RE | 4 | 09 October 2007 | 07 December 2009 |
| TAI Ching Kit 戴正傑 | RE | 9 | 07 September 2016 | 13 November 2017 |
| TAI Ching Kit 戴正傑 | RE | 4 | 07 September 2016 | 13 November 2017 |
| TAM Chung Him 談仲騫 | RO | 4 | 20 December 2021 | 09 September 2022 |
| TAM Chung Him 談仲騫 | RE | 4 | 09 November 2021 | 20 December 2021 |
| TAM Chung Him 談仲騫 | RE | 9 | 09 November 2021 | 20 December 2021 |
| TAM Chung Him 談仲騫 | RO | 9 | 20 December 2021 | 09 September 2022 |
| TANG Joyce Tsui Ying 鄧翠凝 | RE | 4 | 20 October 2008 | 07 December 2009 |
| TANG Oi Ling 鄧愛玲 | RE | 4 | 29 April 2008 | 07 December 2009 |
| TAY Soo Meng 鄭樹明 | RE | 9 | 10 January 2017 | 20 September 2018 |
| TAY Soo Meng 鄭樹明 | RE | 4 | 10 January 2017 | 20 September 2018 |
| THARM Seet Yeow 譚旭耀 | RE | 9 | 13 June 2012 | 10 July 2015 |
| THARM Seet Yeow 譚旭耀 | RE | 4 | 13 June 2012 | 10 July 2015 |
| THIAN Sum 田心 | RE | 9 | 27 June 2017 | 26 January 2019 |
| THIAN Sum 田心 | RE | 4 | 27 June 2017 | 26 January 2019 |
| TO Ming Kan 杜銘勤 | RE | 9 | 29 June 2016 | |
| TO Ming Kan 杜銘勤 | RE | 4 | 29 June 2016 | |
| TSANG Yuen Ling 曾琬玲 | RE | 4 | 21 August 2009 | 07 December 2009 |
| TSANG Yuen Ling 曾琬玲 | RE | 4 | 25 February 2008 | 16 April 2009 |
| TSE Yiu Chun 謝耀進 | RE | 9 | 14 July 2014 | 28 June 2018 |
| TSE Yiu Chun 謝耀進 | RE | 4 | 14 July 2014 | 28 June 2018 |
| WAI Kam San 衛錦珊 | RE | 4 | 23 April 2009 | 30 July 2010 |
| WAN Howe Chung | RE | 9 | 15 July 2022 | |
| WANG Xi 王曦 | RO | 9 | 11 July 2022 | |
| WANG Xi 王曦 | RO | 4 | 11 July 2022 | |
| WANG Xi 王曦 | RE | 4 | 05 February 2007 | 26 April 2008 |
| WANG Xi 王曦 | RE | 9 | 05 February 2007 | 26 April 2008 |
| WEST Kenneth Kirk | RO | 4 | 22 November 2021 | |
| WEST Kenneth Kirk | RO | 9 | 22 November 2021 | |
| WONG Chi Ho, Bernie 黃熾豪 | RE | 4 | 28 August 2006 | 23 July 2009 |
| WONG Mo Lan, Monica 黃慕蘭 | RE | 4 | 11 June 2009 | 17 December 2014 |
| WONG Mo Lan, Monica 黃慕蘭 | RE | 4 | 25 February 2008 | 18 March 2009 |
| WONG Pui Kei 王珮琪 | RE | 4 | 20 April 2006 | 07 December 2009 |
| WONG Wing Leong 王永亮 | RE | 9 | 02 November 2022 | |
| WONG Wing Leong 王永亮 | RE | 4 | 02 November 2022 | |
| WONG Yin Chi 黃賢嗣 | RE | 9 | 22 March 2024 | |
| WONG Yin Chi 黃賢嗣 | RE | 4 | 22 March 2024 | |
| WONG Ying Fun 黃應勳 | RE | 4 | 02 November 2005 | 23 December 2006 |
| WONG Ying Fun 黃應勳 | RE | 9 | 02 November 2005 | 22 August 2006 |
| WOO John Kwok Kwong 胡國光 | RE | 9 | 31 July 2006 | 01 September 2007 |
| YAU Yuet Fong 丘月芳 | RE | 4 | 19 July 2022 | |
| YE Fujia 叶馥佳 | RE | 9 | 16 May 2018 | 28 September 2018 |
| YE Fujia 叶馥佳 | RE | 4 | 16 May 2018 | 28 September 2018 |
| YE Junrui 叶俊睿 | RE | 4 | 01 December 2022 | |
| YE Junrui 叶俊睿 | RE | 9 | 01 December 2022 | |
| YEUNG Pui Ching 楊佩貞 | RE | 4 | 06 August 2007 | 07 December 2009 |
| YEUNG Wai Shum 楊惠深 | RE | 4 | 25 November 2020 | |
| YEUNG Wai Shum 楊惠深 | RE | 9 | 25 November 2020 | |
| YEUNG Yan Wai 楊恩惠 | RE | 4 | 18 November 2011 | 27 November 2014 |
| YU Ran 郁然 | RE | 4 | 01 December 2022 | |
| YU Ran 郁然 | RE | 9 | 01 December 2022 | |
| YU Ying 余穎 | RE | 9 | 01 December 2022 | |
| YU Ying 余穎 | RE | 4 | 01 December 2022 | |
| YU Yiu Kuen, Adrian 余耀權 | RE | 4 | 02 May 2007 | 01 June 2007 |
| YUEN Sze Fun, Keith 袁時奮 | RO | 4 | 25 January 2017 | 01 September 2017 |
| YUEN Sze Fun, Keith 袁時奮 | RO | 9 | 19 September 2012 | 01 September 2017 |
| ZHANG Yifan 張一凡 | RE | 9 | 01 December 2022 | |
| ZHANG Yifan 張一凡 | RE | 4 | 01 December 2022 | |
| ZHOU Chenruo 周辰若 | RE | 4 | 10 September 2019 | 16 November 2022 |
| ZHOU Chenruo 周辰若 | RE | 9 | 10 September 2019 | 16 November 2022 |
| ZHU Jiaying 朱嘉滢 | RE | 4 | 24 March 2023 | 02 June 2023 |
| ZHU Jiaying 朱嘉滢 | RE | 9 | 24 March 2023 | 02 June 2023 |