SFC Licenceholders of Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司

Email
pihkcompliance@principal.com
Website
www.principal.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
BROOKE Charles Stephen Anthony RO 1 19 July 2024
BROOKE Charles Stephen Anthony RE 4 24 May 2022
BROOKE Charles Stephen Anthony RE 9 24 May 2022
CHAN Hiu Yung Crystal 陳曉蓉 RE 9 11 March 2019
CHAN Hiu Yung Crystal 陳曉蓉 RE 4 11 March 2019
CHAN Ka Wai 陳嘉威 RE 9 10 July 2007 31 August 2009
CHAN Ka Wai 陳嘉威 RE 4 11 June 2007 31 August 2009
CHAN Mei Wan 陳美雲 RE 4 07 January 2008 07 May 2008
CHANDGOTHIA Binay RO 9 20 March 2006 11 June 2021
CHANDGOTHIA Binay RO 4 20 March 2006 11 June 2021
CHANDGOTHIA Binay RE 4 28 October 2005 20 March 2006
CHANDGOTHIA Binay RE 9 28 October 2005 20 March 2006
CHANG Aofei 常奧菲 RE 4 01 December 2022
CHANG Aofei 常奧菲 RE 9 01 December 2022
CHANG Helen 張令遠 RO 4 11 June 2013 01 June 2014
CHANG Yu Cheng 張育誠 RE 4 01 December 2022
CHANG Yu Cheng 張育誠 RE 9 01 December 2022
CHAO Mei-ying 楊美瑛 RO 9 26 October 2005 12 October 2007
CHAO Mei-ying 楊美瑛 RO 4 26 October 2005 12 October 2007
CHAU Sze Yin, Annie 周鍶賢 RO 4 07 March 2017 31 October 2017
CHAU Sze Yin, Annie 周鍶賢 RE 9 25 August 2015 31 October 2017
CHEN Jiangying 陳江穎 RE 9 06 August 2012 09 June 2016
CHEN Jiangying 陳江穎 RE 4 06 August 2012 09 June 2016
CHEN Wenhan 陳文翰 RE 9 01 December 2022
CHEN Wenhan 陳文翰 RE 4 01 December 2022
CHEONG Wee Yee RE 9 19 June 2015 29 May 2019
CHEONG Wee Yee RE 4 19 June 2015 29 May 2019
CHEUNG Hing Ying, Jessica 張卿瑩 RE 9 08 September 2010 11 June 2012
CHEUNG Hing Ying, Jessica 張卿瑩 RE 4 08 September 2010 11 June 2012
CHEUNG Hoi Kei, Eggie 張凱琪 RE 4 09 October 2007 19 May 2008
CHEUNG Kam Ping 張錦屏 RO 9 27 April 2021
CHEUNG Kam Ping 張錦屏 RE 9 19 November 2014 27 April 2021
CHEUNG Kam Ping 張錦屏 RO 4 26 May 2014
CHEUNG LUI Mei Sze, Iris 張呂美施 RE 4 14 April 2009 16 July 2009
CHEUNG Ming Fai 張明輝 RE 9 23 April 2019 25 April 2020
CHEUNG Ming Fai 張明輝 RE 4 23 April 2019 25 April 2020
CHEUNG Nga Ying 張雅盈 RE 4 16 January 2008 10 April 2010
CHEUNG Siu Man, Joann 張小敏 RE 4 30 May 2006 18 July 2007
CHEUNG Tsz Man 張子文 RE 4 28 February 2007 16 November 2007
CHIANG Wai Ling, Winnie 蔣慧玲 RE 4 20 April 2006 13 June 2011
CHING Ho Yin, Derek 程浩賢 RO 9 26 May 2021
CHING Ho Yin, Derek 程浩賢 RO 4 26 February 2018
CHING Ho Yin, Derek 程浩賢 RE 4 09 December 2016 26 February 2018
CHIU Siu Po, Steve 趙小寶 RO 1 19 July 2024
CHIU Siu Po, Steve 趙小寶 RO 9 01 March 2023
CHIU Siu Po, Steve 趙小寶 RO 4 01 March 2023
CHOI Ching Tsui 蔡青趨 RE 4 23 June 2011 14 March 2012
CHONG Kwok Chee 莊國幟 RE 4 01 December 2022
CHOONG Chee Ming RO 9 05 July 2010 25 November 2011
CHOONG Chee Ming RO 4 05 July 2010 25 November 2011
CHOONG Chee Ming RE 9 10 May 2010 05 July 2010
CHOONG Chee Ming RE 4 10 May 2010 05 July 2010
CHOW Wai Chi 周煒智 RE 4 20 August 2009 29 July 2011
CHOY Suet Yin 蔡雪賢 RE 4 17 June 2009 07 December 2009
CHU Ka Shing 朱加城 RE 9 02 December 2008 17 September 2010
CHU Ka Shing 朱加城 RE 4 02 December 2008 17 September 2010
CHU Ka Shing 朱加城 RE 4 23 July 2007 02 October 2008
CHU Ka Shing 朱加城 RE 9 22 June 2007 02 October 2008
CHU Sau Kuen, Fanny 朱秀娟 RE 4 25 July 2005 06 April 2011
CHUNG Kin Keung 鍾建強 RE 4 11 June 2008 18 May 2009
CHUNG Lui 鍾蕾 RE 4 17 June 2009 30 November 2009
ECHEGORRI RODRIGUEZ Alejandro Elias RO 9 25 November 2019 31 December 2022
ECHEGORRI RODRIGUEZ Alejandro Elias RO 4 25 November 2019 31 December 2022
FONG Hau Wah 方巧華 RE 4 18 December 2009 22 January 2010
FUNG Wing Tsan 馮永贃 RE 4 01 April 2003 29 January 2007
FUNG Wing Tsan 馮永贃 RE 9 01 April 2003 29 January 2007
FUNG Wing Tsan 馮永贃 RE 6 01 April 2003 05 March 2004
GOPALAKRISHNAN Prakash RE 9 15 July 2022
HO Chi Hang, Andy 何自衡 RE 4 10 March 2008 16 December 2008
HO Siu Tung 何小東 RE 4 24 March 2023
HO Siu Tung 何小東 RE 9 24 March 2023
HUI On Ki 許安琪 RE 9 08 May 2019 14 May 2019
HUI On Ki 許安琪 RE 4 16 April 2019 14 May 2019
HUNG Hing On 孔慶安 RO 4 01 April 2003 22 December 2005
HUNG Hing On 孔慶安 RO 9 01 April 2003 22 December 2005
IP Kwai Keung 葉桂強 RE 4 17 June 2009 07 December 2009
JAROS Thomas Antonio RO 9 01 April 2003 31 December 2005
JAROS Thomas Antonio RO 4 01 April 2003 31 December 2005
KA Pui Man 賈佩文 RE 4 29 March 2007 07 December 2009
KE Wing Shuen 柯泳璇 RE 4 01 December 2022
KIM Joon Young RE 4 01 December 2022
KO Kit Yan 高潔欣 RE 4 03 March 2021 30 April 2021
KO Kit Yan 高潔欣 RE 9 03 March 2021 30 April 2021
KOH Chee Sin RE 9 18 November 2022
KUNG Wai Ting 龔偉廷 RE 9 28 February 2007 31 August 2009
KUNG Wai Ting 龔偉廷 RE 4 28 February 2007 31 August 2009
KWAN Shuk Yee 關淑儀 RE 4 29 March 2007 07 October 2007
KWOK Chi Kit 郭子杰 RE 9 04 November 2019 02 September 2020
KWOK Chi Kit 郭子杰 RE 4 04 November 2019 02 September 2020
LAI Kam Fai 黎鑑輝 RE 4 08 October 2021 11 July 2024
LAI Kam Fai 黎鑑輝 RE 9 08 October 2021 11 July 2024
LAM Chi Jing, Crystal 林芷貞 RE 9 11 February 2009 31 August 2009
LAM Lai Kwan 林麗君 RE 4 01 December 2022
LAM WONG Wei Ching, Carmen 林黃慧貞 RO 4 16 May 2014 01 May 2017
LAM Wing-wah Christine 林詠華 RE 4 06 March 2008 16 March 2009
LAM Yuk Ting 林煜庭 RE 4 09 June 2022 18 March 2024
LAM Yuk Ting 林煜庭 RE 9 09 June 2022 18 March 2024
LAU Che Cheng, Samuel 劉志城 RE 4 07 November 2011 11 November 2011
LAU Kwai Chun, Yuki 劉桂珍 RE 4 12 August 2005 04 May 2006
LAU Man 劉敏 RE 4 07 August 2006 27 March 2008
LAW Kin Hang 羅健衡 RE 4 02 September 2022
LAW Kin Hang 羅健衡 RE 9 02 September 2022
LAW Wai Hang 羅偉恆 RE 9 14 May 2007 31 August 2009
LAYDON Frederick Tennyson RO 4 01 April 2003 31 December 2005
LAYDON Frederick Tennyson RO 9 01 April 2003 31 December 2005
LAYDON Frederick Tennyson RO 6 01 April 2003 04 November 2004
LEE Pui Lan, Mary 李佩蘭 RE 4 06 March 2007 07 December 2009
LEUNG Sze Man, Amelia 梁思敏 RE 4 31 January 2008 14 June 2008
LEUNG Wing Hang 梁永恒 RE 4 18 October 2021
LEUNG Wing Hang 梁永恒 RE 9 18 October 2021
LI Man 李曼 RE 9 01 December 2022
LI Man 李曼 RE 4 01 December 2022
LI Pui Shan 李佩珊 RE 4 25 May 2006 09 June 2012
LI Yu Fun, Grace 李如歡 RE 4 09 October 2007 31 May 2008
LIM Wai Ching 林瑋楨 RE 4 28 November 2005 17 August 2006
LIU Chang 劉暢 RE 4 13 April 2023
LIU Chang 劉暢 RE 9 13 April 2023
LIU Hsiang Ching 劉向晴 RE 9 20 November 2023
LIU Hsiang Ching 劉向晴 RE 4 20 November 2023
LO Sin Sin 羅倩倩 RO 4 27 January 2023 04 May 2024
LO Sin Sin 羅倩倩 RE 9 16 December 2022 04 May 2024
LO Sin Sin 羅倩倩 RE 4 16 December 2022 27 January 2023
LUNG Fei 龍飛 RE 9 03 May 2018 08 May 2021
LUNG Fei 龍飛 RE 4 03 May 2018 08 May 2021
LUO Xi 羅希 RE 4 01 December 2022
LUO Xi 羅希 RE 9 01 December 2022
MA Anny 馬曉薇 RE 4 19 May 2009 07 December 2009
MAK Hau Sum 麥巧心 RE 4 01 April 2003 21 August 2009
MAK Hau Sum 麥巧心 RE 9 01 April 2003 21 August 2009
MAK Hau Sum 麥巧心 RE 6 01 April 2003 05 March 2004
MAN Wai Mei 文慧薇 RE 4 03 May 2012 27 November 2014
NGAN Edith Man Ling 顏文玲 RO 9 20 February 2008 03 April 2008
NGAN Edith Man Ling 顏文玲 RO 4 20 February 2008 03 April 2008
PENG Han 彭瀚 RE 9 21 July 2020
PENG Han 彭瀚 RE 4 21 July 2020
PENG Siyu 彭思羽 RE 4 06 July 2022
PENG Siyu 彭思羽 RE 9 06 July 2022
REDDY Christopher James RO 9 01 April 2003 12 June 2003
REDDY Christopher James RO 6 01 April 2003 12 June 2003
REDDY Christopher James RO 4 01 April 2003 12 June 2003
SARAN Phillip Howard Hasenfus 郝振毅 RO 9 11 August 2017
SARAN Phillip Howard Hasenfus 郝振毅 RO 4 11 August 2017
SARAN Phillip Howard Hasenfus 郝振毅 RE 9 13 February 2012 11 August 2017
SARAN Phillip Howard Hasenfus 郝振毅 RE 4 13 February 2012 11 August 2017
SELLERS Paul Justin RE 9 24 January 2022 29 April 2022
SELLERS Paul Justin RO 9 29 September 2021 24 January 2022
SELLERS Paul Justin RE 4 28 January 2019 29 April 2022
SELLERS Paul Justin RE 9 28 January 2019 29 September 2021
SHIN Hee Jai 申熙才 RE 4 01 December 2022 20 January 2023
SIAW Kiat Hau RE 9 14 March 2023
SINGH Raj Kumar RO 9 11 July 2022
SINGH Raj Kumar RE 9 14 July 2021 11 July 2022
SINGH Raj Kumar RE 4 14 July 2021
SINGH Suresh Kumar RE 4 16 December 2022 11 May 2023
SINN Pak Ming, Ringo 冼百明 RO 9 31 October 2005 21 June 2013
SINN Pak Ming, Ringo 冼百明 RO 4 31 October 2005 21 June 2013
SIU Kin Man 蕭鍵民 RE 4 06 October 2010 17 December 2014
SMART Andrew John RE 9 11 October 2016 26 April 2017
SMART Andrew John RE 4 11 October 2016 26 April 2017
SO Chun Yin 蘇晉賢 RE 9 20 July 2020 25 May 2022
SO Chun Yin 蘇晉賢 RE 4 20 July 2020 25 May 2022
SUM Ho Sang 岑皓生 RE 4 28 August 2009 07 December 2009
SUM Hong Ning 沈康寧 RE 9 14 August 2006 20 April 2007
SUM Hong Ning 沈康寧 RE 4 14 August 2006 20 April 2007
SUNG Wai Kit 宋韋傑 RE 4 09 October 2007 07 December 2009
TAI Ching Kit 戴正傑 RE 9 07 September 2016 13 November 2017
TAI Ching Kit 戴正傑 RE 4 07 September 2016 13 November 2017
TAM Chung Him 談仲騫 RO 9 20 December 2021 09 September 2022
TAM Chung Him 談仲騫 RO 4 20 December 2021 09 September 2022
TAM Chung Him 談仲騫 RE 9 09 November 2021 20 December 2021
TAM Chung Him 談仲騫 RE 4 09 November 2021 20 December 2021
TANG Joyce Tsui Ying 鄧翠凝 RE 4 20 October 2008 07 December 2009
TANG Oi Ling 鄧愛玲 RE 4 29 April 2008 07 December 2009
TAY Soo Meng 鄭樹明 RE 9 10 January 2017 20 September 2018
TAY Soo Meng 鄭樹明 RE 4 10 January 2017 20 September 2018
THARM Seet Yeow 譚旭耀 RE 9 13 June 2012 10 July 2015
THARM Seet Yeow 譚旭耀 RE 4 13 June 2012 10 July 2015
THIAN Sum 田心 RE 9 27 June 2017 26 January 2019
THIAN Sum 田心 RE 4 27 June 2017 26 January 2019
TO Ming Kan 杜銘勤 RE 9 29 June 2016
TO Ming Kan 杜銘勤 RE 4 29 June 2016
TSANG Yuen Ling 曾琬玲 RE 4 21 August 2009 07 December 2009
TSANG Yuen Ling 曾琬玲 RE 4 25 February 2008 16 April 2009
TSE Yiu Chun 謝耀進 RE 4 14 July 2014 28 June 2018
TSE Yiu Chun 謝耀進 RE 9 14 July 2014 28 June 2018
WAI Kam San 衛錦珊 RE 4 23 April 2009 30 July 2010
WAN Howe Chung RE 9 15 July 2022
WANG Xi 王曦 RO 4 11 July 2022
WANG Xi 王曦 RO 9 11 July 2022
WANG Xi 王曦 RE 4 05 February 2007 26 April 2008
WANG Xi 王曦 RE 9 05 February 2007 26 April 2008
WEST Kenneth Kirk RO 9 22 November 2021 21 June 2024
WEST Kenneth Kirk RO 4 22 November 2021 21 June 2024
WONG Chi Ho, Bernie 黃熾豪 RE 4 28 August 2006 23 July 2009
WONG Mo Lan, Monica 黃慕蘭 RE 4 11 June 2009 17 December 2014
WONG Mo Lan, Monica 黃慕蘭 RE 4 25 February 2008 18 March 2009
WONG Pui Kei 王珮琪 RE 4 20 April 2006 07 December 2009
WONG Wing Leong 王永亮 RE 9 02 November 2022
WONG Wing Leong 王永亮 RE 4 02 November 2022
WONG Yin Chi 黃賢嗣 RE 9 22 March 2024 19 July 2024
WONG Yin Chi 黃賢嗣 RE 4 22 March 2024 19 July 2024
WONG Ying Fun 黃應勳 RE 4 02 November 2005 23 December 2006
WONG Ying Fun 黃應勳 RE 9 02 November 2005 22 August 2006
WOO John Kwok Kwong 胡國光 RE 9 31 July 2006 01 September 2007
YAU Yuet Fong 丘月芳 RE 4 19 July 2022
YE Fujia 叶馥佳 RE 9 16 May 2018 28 September 2018
YE Fujia 叶馥佳 RE 4 16 May 2018 28 September 2018
YE Junrui 叶俊睿 RE 4 01 December 2022
YE Junrui 叶俊睿 RE 9 01 December 2022
YEUNG Pui Ching 楊佩貞 RE 4 06 August 2007 07 December 2009
YEUNG Wai Shum 楊惠深 RE 9 25 November 2020
YEUNG Wai Shum 楊惠深 RE 4 25 November 2020
YEUNG Yan Wai 楊恩惠 RE 4 18 November 2011 27 November 2014
YU Ran 郁然 RE 9 01 December 2022
YU Ran 郁然 RE 4 01 December 2022
YU Ying 余穎 RE 4 01 December 2022
YU Ying 余穎 RE 9 01 December 2022
YU Yiu Kuen, Adrian 余耀權 RE 4 02 May 2007 01 June 2007
YUEN Sze Fun, Keith 袁時奮 RO 4 25 January 2017 01 September 2017
YUEN Sze Fun, Keith 袁時奮 RO 9 19 September 2012 01 September 2017
ZHANG Yifan 張一凡 RE 4 01 December 2022
ZHANG Yifan 張一凡 RE 9 01 December 2022
ZHOU Chenruo 周辰若 RE 4 10 September 2019 16 November 2022
ZHOU Chenruo 周辰若 RE 9 10 September 2019 16 November 2022
ZHU Jiaying 朱嘉滢 RE 9 24 March 2023 02 June 2023
ZHU Jiaying 朱嘉滢 RE 4 24 March 2023 02 June 2023