SFC Licences of CHAN Wan Ying, Debby 陳韻盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
M Science Hong Kong Limited | RO | 4 | 04 November 2021 | |
Seazen Resources Securities Limited 新城晉峰證券有限公司 | RO | 1 | 12 February 2020 | 16 November 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 9 | 12 February 2020 | 16 November 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 4 | 12 February 2020 | 16 November 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 1 | 12 February 2020 | 16 November 2020 |
Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 25 November 2019 | 12 February 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 25 November 2019 | 12 February 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 4 | 25 November 2019 | 12 February 2020 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 1 | 25 November 2019 | 12 February 2020 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 03 June 2019 | 31 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 9 | 21 November 2018 | 31 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 06 September 2018 | 31 October 2019 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 06 September 2018 | 31 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 06 September 2018 | 21 November 2018 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 13 May 2014 | 31 August 2018 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 13 May 2014 | 31 August 2018 |
VC Capital Limited 滙盈融資有限公司 | RE | 6 | 13 May 2014 | 31 August 2018 |
VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 25 June 2010 | 31 August 2018 |
AMS Capital Limited 博資有限公司 | RO | 9 | 29 February 2008 | 30 October 2009 |
AMS Capital Limited 博資有限公司 | RO | 4 | 29 February 2008 | 30 October 2009 |
AMS Capital Limited 博資有限公司 | RE | 9 | 07 December 2007 | 29 February 2008 |
AMS Capital Limited 博資有限公司 | RE | 4 | 07 December 2007 | 29 February 2008 |
RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 01 August 2007 |
RCM Asia Pacific Limited | RE | 4 | 07 February 2007 | 01 August 2007 |
Allianz Global Investors Hong Kong Limited | RE | 9 | 02 February 2004 | 01 August 2007 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 02 February 2004 | 01 August 2007 |