SFC Licences of PANG Kwok Pan 彭國彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 27 March 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 13 May 2016 17 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 13 May 2016 17 March 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 18 January 2013 03 May 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 22 February 2012 03 May 2016
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 September 2010 05 February 2012
CMB International Capital Holdings Corporation Limited RE 1 17 June 2010 16 November 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 15 September 2009 04 June 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 04 June 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004