SFC Licences of YIU Ka Lai 姚嘉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 03 August 2023 | 08 September 2023 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 24 October 2018 | 08 September 2022 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 24 October 2018 | 08 September 2022 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 20 December 2013 | 03 September 2016 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 03 September 2016 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |