SFC Licences of CHANG Ming-yu 張明瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Derivatives China (Hong Kong) Limited 衍盛中國(香港)有限公司 | RO | 9 | 10 August 2018 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 October 2011 | 12 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 October 2011 | 12 June 2012 |
| Aberdeen International Investment Management Limited | RE | 4 | 21 January 2008 | 19 December 2008 |
| Aberdeen International Investment Management Limited | RE | 1 | 21 January 2008 | 19 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 October 2004 | 19 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 January 2004 | 06 April 2004 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 9 | 01 April 2003 | 25 April 2003 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 01 April 2003 | 25 April 2003 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 4 | 01 April 2003 | 25 April 2003 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 6 | 01 April 2003 | 25 April 2003 |