SFC Licences of LOU Choi Chi, Nathalie 劉賽枝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Domineer Asset Management Limited 多名利資產管理有限公司 RO 9 26 July 2019 31 July 2021
Domineer Asset Management Limited 多名利資產管理有限公司 RO 4 26 July 2019 31 July 2021
Zeal Asset Management Limited 行健資產管理有限公司 RE 9 03 April 2014 05 August 2017
Zeal Asset Management Limited 行健資產管理有限公司 RE 4 03 April 2014 05 August 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 16 September 2013 27 March 2014
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 16 September 2013 27 March 2014
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 1 06 July 2010 31 July 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 20 April 2009 29 June 2010
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 04 March 2009 20 April 2009
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 23 January 2009 20 April 2009
NNIP Hong Kong Limited RE 4 20 June 2007 15 November 2008
NNIP Hong Kong Limited RE 1 31 May 2007 15 November 2008
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 15 March 2007 02 May 2007
Franklin Templeton Investments (Asia) Limited RE 1 01 April 2003 18 January 2007
Franklin Templeton Investments (Asia) Limited RE 4 01 April 2003 03 September 2003
Franklin Templeton Investments (Asia) Limited RE 9 01 April 2003 03 September 2003
Franklin Templeton Investments (Asia) Limited RE 6 01 April 2003 03 September 2003