SFC licenceholder AGH719 HON Chi Lap 韓致立

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [4] (Advising on Securities) 01 November 2011
ICBC International Research Limited 工銀國際證券研究有限公司 RO [4] (Advising on Securities) 10 July 2009 22 December 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE [1] (Dealing in Securities) 13 May 2009 14 July 2009
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RO [4] (Advising on Securities) 19 May 2006 30 April 2009
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RE [4] (Advising on Securities) 01 April 2003 19 May 2006
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 12 January 2004