SFC Licences of DOWNES Larissa Anne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 10 August 2018 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 17 July 2012 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 04 November 2010 | 17 July 2012 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 4 | 15 June 2005 | 30 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 15 June 2005 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 13 December 2004 |