SFC Licences of IP Pui Shan, Sarah 葉佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 28 September 2012 | 13 February 2014 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 28 September 2012 | 13 February 2014 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 17 March 2010 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 17 March 2010 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 March 2005 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |