SFC licenceholder AGJ101 CHAN Sin Fan 陳倩芬

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 14 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 06 March 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 06 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 07 February 2011 01 March 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 07 February 2011 01 March 2014
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE [1] (Dealing in Securities) 28 August 2003 29 January 2011
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE [2] (Dealing in Futures Contracts) 28 August 2003 29 January 2011