SFC Licences of CHAN Sin Fan 陳倩芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 06 March 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 06 March 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 February 2011 01 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 February 2011 01 March 2014
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司
RE 2 28 August 2003 29 January 2011
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 28 August 2003 29 January 2011