SFC Licences of LAU Tai Che 劉大志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 | RE | 1 | 24 February 2023 | 26 October 2023 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 1 | 02 November 2017 | 05 January 2023 |
| SDHG International Securities Limited 山高國際證券有限公司 | RE | 1 | 03 June 2010 | 05 April 2017 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 27 November 2008 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 19 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 19 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 19 April 2004 |