SFC Licenceholders of SBI E2-Capital Securities Limited 軟庫金匯證券有限公司
- compliance@sbie2capital.com
- Website
- www.sbie2capital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kwok Hay 陳國禧 | RO | 2 | 02 March 2018 | 25 April 2018 |
| CHAN Kwok Hay 陳國禧 | RO | 1 | 02 March 2018 | 25 April 2018 |
| CHAN Kwok Hay 陳國禧 | RE | 2 | 09 August 2017 | 02 March 2018 |
| CHAN Kwok Hay 陳國禧 | RE | 1 | 09 August 2017 | 02 March 2018 |
| HUANG Yu 黃宇 | RO | 4 | 15 March 2021 | 29 December 2023 |
| HUANG Yu 黃宇 | RO | 1 | 04 August 2020 | 29 December 2023 |
| HUANG Yu 黃宇 | RO | 2 | 04 August 2020 | 09 January 2023 |
| HUANG Yu 黃宇 | RE | 2 | 15 October 2018 | 04 August 2020 |
| HUANG Yu 黃宇 | RE | 1 | 21 September 2018 | 04 August 2020 |
| KWOK Friedman Owen 郭傲雲 | RE | 9 | 22 March 2021 | 13 September 2022 |
| KWOK Friedman Owen 郭傲雲 | RE | 4 | 22 March 2021 | 13 September 2022 |
| KWOK Friedman Owen 郭傲雲 | RE | 2 | 05 October 2020 | 13 September 2022 |
| KWOK Friedman Owen 郭傲雲 | RE | 1 | 05 October 2020 | 13 September 2022 |
| KWOK Ying Cheuk 郭英卓 | RO | 9 | 15 March 2021 | 01 November 2022 |
| KWOK Ying Cheuk 郭英卓 | RO | 4 | 15 March 2021 | 01 November 2022 |
| KWOK Ying Cheuk 郭英卓 | RO | 2 | 21 February 2017 | 01 November 2022 |
| KWOK Ying Cheuk 郭英卓 | RO | 1 | 21 February 2017 | 01 November 2022 |
| LAI Nga Kwan 賴雅君 | RE | 2 | 24 July 2017 | 26 August 2018 |
| LAI Nga Kwan 賴雅君 | RE | 1 | 21 April 2017 | 26 August 2018 |
| LAM Kai Wing, Kevin 林繼榮 | RO | 2 | 21 February 2017 | 15 July 2018 |
| LAM Kai Wing, Kevin 林繼榮 | RO | 1 | 21 February 2017 | 15 July 2018 |
| LAU Tai Che 劉大志 | RE | 1 | 02 November 2017 | 05 January 2023 |
| LEE Chun Wai 李俊葦 | RO | 2 | 20 June 2018 | 31 July 2020 |
| LEE Chun Wai 李俊葦 | RO | 1 | 20 June 2018 | 31 July 2020 |
| LEE Chun Wai 李俊葦 | RE | 2 | 01 March 2018 | 20 June 2018 |
| LEE Chun Wai 李俊葦 | RE | 1 | 01 March 2018 | 20 June 2018 |
| TSANG Kennedy Kin Tak 曾建德 | RO | 1 | 16 September 2021 | 30 May 2023 |
| TSANG Kennedy Kin Tak 曾建德 | RO | 4 | 15 March 2021 | 30 May 2023 |
| TSANG Kennedy Kin Tak 曾建德 | RO | 9 | 15 March 2021 | 09 January 2023 |
| TSANG Kennedy Kin Tak 曾建德 | RE | 1 | 15 March 2021 | 16 September 2021 |
| WAN Koon Ping 溫官平 | RE | 2 | 27 December 2017 | 31 July 2022 |
| WAN Koon Ping 溫官平 | RE | 1 | 23 November 2017 | 31 July 2022 |
| WONG Kin Fai 王健輝 | RO | 4 | 10 January 2023 | |
| WONG Kin Fai 王健輝 | RO | 1 | 10 January 2023 | |
| WONG Pak Ka, Mary 王柏嘉 | RE | 1 | 07 June 2018 | 09 November 2018 |
| WONG Yu Chiu 黃宇超 | RO | 4 | 23 February 2024 | |
| WONG Yu Chiu 黃宇超 | RO | 1 | 23 February 2024 |