SFC Licences of WILLIAMS Mark Fraser
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 6 | 12 December 2013 | 05 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 12 December 2013 | 05 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 12 December 2013 | 05 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 06 August 2010 | 12 December 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 August 2010 | 12 December 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 August 2010 | 12 December 2013 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 25 June 2003 |