SFC Licences of TAM Chun Sing, Nelson 譚震聲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 15 October 2003 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 01 April 2003 | 06 October 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 15 September 2003 |