SFC Licences of NG Ka Pong 吳家邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司
RO 1 10 June 2021
Head & Shoulders Securities Limited 聯合證券有限公司
RE 1 03 March 2017 10 June 2021
Huarong International Securities Limited 華融國際證券有限公司
RE 2 17 June 2005 07 August 2010
Huarong International Securities Limited 華融國際證券有限公司
RE 1 01 April 2003 07 August 2010
Huarong International Securities Limited 華融國際證券有限公司
RE 4, 6, 7, 9 01 April 2003 25 May 2004