SFC Licences of NG Ka Pong 吳家邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 |
RO | 1 | 10 June 2021 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 |
RE | 1 | 03 March 2017 | 10 June 2021 |
| Huarong International Securities Limited 華融國際證券有限公司 |
RE | 2 | 17 June 2005 | 07 August 2010 |
| Huarong International Securities Limited 華融國際證券有限公司 |
RE | 1 | 01 April 2003 | 07 August 2010 |
| Huarong International Securities Limited 華融國際證券有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 25 May 2004 |