SFC Licences of LAU Tsz Lung 劉子龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCTIC International Limited 中誠國際資本有限公司 RO 4 28 September 2016
CCTIC International Limited 中誠國際資本有限公司 RO 9 02 August 2016
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RO 9 14 April 2014 17 July 2015
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RO 4 14 April 2014 17 July 2015
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RE 9 27 January 2014 14 April 2014
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RE 4 27 January 2014 14 April 2014
HSBC Investment Funds (Hong Kong) Limited RE 1 17 January 2006 28 February 2007
HSBC Global Asset Management (Hong Kong) Limited RE 9 17 January 2006 28 February 2007
HSBC Global Asset Management (Hong Kong) Limited RE 5 17 January 2006 28 February 2007
HSBC Global Asset Management (Hong Kong) Limited RE 4 17 January 2006 28 February 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 01 December 2005 21 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 01 April 2003 21 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 01 April 2003 21 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 5 01 April 2003 21 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 01 April 2003 21 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 01 April 2003 21 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 01 April 2003 21 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 5 01 April 2003 21 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 6 01 April 2003 09 August 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 6 01 April 2003 09 August 2004