SFC Licences of WONG Pui Yee, Polly 黃佩儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 | RE | 1 | 18 July 2008 | 31 January 2019 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 July 2007 | 07 July 2008 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 16 October 2006 | 25 June 2007 |
| National Resources Securities Limited 中潤證券有限公司 | RE | 1 | 01 April 2003 | 25 September 2006 |
| National Resources Securities Limited 中潤證券有限公司 | RE | 6 | 01 April 2003 | 15 December 2003 |
| National Resources Securities Limited 中潤證券有限公司 | RE | 4 | 01 April 2003 | 15 December 2003 |
| National Resources Securities Limited 中潤證券有限公司 | RE | 9 | 01 April 2003 | 15 December 2003 |